VOYA INVESTMENT MANAGEMENT (UK) LIMITED
Adviser information for VOYA INVESTMENT MANAGEMENT (UK) LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $496.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $496.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $496.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT TO SEPARATELY MANAGED ACCOUNTS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123486 |
|---|---|
| SEC ERA File Number | 801-123486 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319170 |
| Legal Entity Identifier | 549300CVB3RZRE0ZVY89 |
Principal Office
6TH FLOOR35 KING STREET
LONDON
United Kingdom
Monday - Friday, 8:30-5:00
Tel: 44 020 3526 9449, Fax: None
Chief Compliance Officer
MICHELINE FAVER
7337 E DOUBLETREE RANCH RD
SCOTTSDALE
AZ
United States
Tel:
480 477 2177
M**************@*******M
(Full email address available in API data)
Regulatory Contact
RYAN RAINHA MCPARLAND
VICE PRESIDENT AND COUNSEL OF THE OWNER
230 PARK AVENUE
NEW YORK
NY
United States
Tel:
212-309-5930
Industry Affiliates
| CZECH ASSET MANAGEMENT, L.P. | Other investment adviser, including financial planners |
| POMONA CAPITAL | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| POMONA CAPITAL ASIA LIMITED | Other investment adviser, including financial planners |
| POMONA EUROPE ADVISERS LTD | Other investment adviser, including financial planners |
| VOYA ALTERNATIVE ASSET MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VOYA FINANCIAL ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| VOYA FINANCIAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VOYA INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VOYA INVESTMENT TRUST CO | Banking or thrift institutionTrust company |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VOYA INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VOYA RETIREMENT ADVISORS, LLC | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Presser, Robert, NMN | Individual | – | DIRECTOR | 03/2023 | < 5% |
| VAN DEN BERG, FLORIS, HUGO GODFRIED | Individual | – | DIRECTOR | 01/2012 | < 5% |
| FAVER, MICHELINE, SUZANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| VOYA FINANCIAL, INC. | Domestic Entity | VOYA HOLDINGS, INC. | OWNER | 01/2001 | > 75% |
| VOYA INVESTMENT MANAGEMENT LLC | Domestic Entity | – | OWNER | 10/2022 | > 75% |
| VIM HOLDINGS, LLC | Domestic Entity | VOYA INVESTMENT MANAGEMENT LLC | OWNER | 10/2022 | > 75% |
| VOYA HOLDINGS, INC. | Domestic Entity | VIM HOLDINGS, LLC | OWNER | 07/2022 | > 75% |