Hedge Fund Database

BLUE RIDGE WEALTH PLANNERS

RETIREMENT FINANCIAL SOLUTIONS, LLC Legal Name

Adviser information for BLUE RIDGE WEALTH PLANNERS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,846 $201.2M
Non-Discretionary 0 $0
Total 1,846 $201.2M

Clients

Type Number RAUM
Individuals 644 $165.1M
HNW Individuals 19 $36.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMCOSTS ASSOCIATED WITH THE CONTENT OF THE WORKSHOP AND/OR COURSE
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 185.5M
Both for Same 0
Portfolio Manager to Program Sponsor
MODEL PORTFOLIO SOLUTIONS AE WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-123504
SEC ERA File Number 801-123504
SEC CIK Numbers 1962532
SEC CRD Numbers 285347
Legal Entity Identifier None

Principal Office

9725 COGDILL ROAD
SUITE 101
KNOXVILLE
TN
United States
Monday - Friday, M-THUR 9AM - 5PM, FRIDAY 9AM - 3PM
Tel: 865-392-4260, Fax: None

Websites

www.planforeverything.com www.linkedin.com/company/blueridgewealthplanners/ www.blueridgewealth.com www.facebook.com/blueridgewealthplanners www.blueridgersvp.com www.youtube.com/@blueridgewealth www.greatvalleyassetmanagement.com/

Chief Compliance Officer

CHRISTOPHER PAYNE
36 WEST PIKE ST
2ND FLOOR
COVINGTON
KY
United States
Tel: 513-399-8091
(Full email address available in API data)

Regulatory Contact

BRADLEY FUGATE
MANAGING DIRECTOR
9725 COGDILL ROAD
SUITE 101
KNOXVILLE
TN
United States
Tel: 865-392-4260
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FUGATE, BRADLEY, ROBERT Individual – MANAGING DIRECTOR 08/2014 25-50%
FUGATE, ROBERT, HARRY Individual – MEMBER AND WEALTH PLANNER 08/2014 10-25%
Vandergriff, John Individual – MEMBER AND WEALTH PLANNER 08/2014 10-25%
FUGATE, ROBIN, RENEE Individual – MEMBER 08/2014 10-25%
Vandergriff, Ashley Individual – MEMBER 08/2014 10-25%
PAYNE, CHRISTOPHER, LEE Individual – CHIEF COMPLIANCE OFFICER 10/2023 < 5%

No. Employees, Historic

30150202220232024202517 on 2/18/202217 on 3/23/202217 on 4/26/202222 on 3/20/202322 on 10/20/202322 on 3/11/202422 on 3/22/202422 on 3/22/2024

RAUM, Historic

300M150M02022202320242025117489610 on 2/18/2022117489610 on 3/23/2022117489610 on 4/26/2022149449258 on 3/20/2023149449258 on 10/20/2023201231521 on 3/11/2024201231521 on 3/22/2024201231521 on 3/22/2024

No. Clients, Historic

70035002022202320242025504 on 2/18/2022504 on 3/23/2022504 on 4/26/2022615 on 3/20/2023615 on 10/20/2023663 on 3/11/2024663 on 3/22/2024663 on 3/22/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
COCA COLA CO COM 510K 8K 0
ISHARES TR MSCI EMG MKT ETF 11M 253K 0
ISHARES TR 20 YR TR BD ETF 8M 92K 0
ISHARES TR 7 10 YR TRSY BD 14M 154K 0
ISHARES TR 1 3 YR TREAS BD 4M 54K 0
ISHARES TR ISHS 5 10YR INVT 4M 82K 0
MICROSOFT CORP COM 471K 1K 0
SCIENCE APPLICATIONS INTL CO COM 2M 16K 0
SYSCO CORP COM 291K 4K 0
VANGUARD STAR FDS VG TL INTL STK F 942K 16K 0
VANGUARD INDEX FDS SP 500 ETF SHS 2M 3K 0
VANGUARD INDEX FDS MCAP VL IDXVIP 775K 5K 0
VANGUARD INDEX FDS REAL ESTATE ETF 1M 17K 0
VANGUARD INDEX FDS SM CP VAL ETF 18M 96K 0
VANGUARD INDEX FDS MID CAP ETF 18M 73K 0
VANGUARD INDEX FDS TOTAL STK MKT 485K 2K 0
ALPS ETF TR ALERIAN MLP 744K 16K 0
APPLE INC COM 1M 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 619K 2K 0
EXXON MOBIL CORP COM 411K 4K 0
FRANKLIN BSP RLTY TR INC COMMON STOCK 313K 25K 0
GLOBAL X FDS NASDAQ 100 COVER 703K 40K 0
PEAKSTONE REALTY TRUST COMMON SHARES 165K 16K 0
INVESCO EXCH TRADED FD TR II SP500 HDL VOL 6M 142K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 19M 98K 0
INVESCO DB US DLR INDEX TR BULLISH FD 1M 42K 0
ISHARES TR 0 5YR HI YL CP 9M 218K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 8M 140K 0
LITMAN GREGORY FDS TR IMGP DBI MANAGED 736K 24K 0
NVIDIA CORPORATION COM 418K 3K 0
PHILLIPS EDISON CO INC COMMON STOCK 200K 6K 0
SPDR GOLD TR GOLD SHS 1M 6K 0
SPDR SER TR PRTFLO SP500 GW 14M 170K 0
SPDR SER TR PRTFLO SP500 VL 18M 368K 0
SPDR SER TR PORTFOLIO SP500 19M 303K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 691K 17K 0
SPDR SER TR PORTFOLIO SP600 18M 423K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 597K 2K 0
WISDOMTREE TR EUROPE HEDGED EQ 6M 130K 0
EATON CORP PLC SHS 344K 1K 0