THE SCOTT S. JAMES COMPANY

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Virginia, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	212	$79.8M
Non-Discretionary	36	$11.7M
Total	248	$91.6M

Clients

Type	Number	RAUM
Individuals	52	$12.3M
HNW Individuals	64	$79.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMHourly charges
Other Business Activities	Broker-dealerRegistered representative of a broker-dealer

Identifiers

SEC RIA File Number	801-123515
SEC ERA File Number	801-123515
SEC CIK Numbers	None
SEC CRD Numbers	105861
Legal Entity Identifier	None

Principal Office

6700 ARLINGTON BLVD
FALLS CHURCH
VA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic