VINES CAPITAL MANAGEMENT, LLC
Adviser information for VINES CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 329 | $123.2M |
| Non-Discretionary | 0 | $0 |
| Total | 329 | $123.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $18.9M |
| HNW Individuals | 22 | $73.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $6.2M |
| Charitable organizations | <5 | $790,987 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $17.6M |
| Other | 8 | $6.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123516 |
|---|---|
| SEC ERA File Number | 801-123516 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298727 |
| Legal Entity Identifier | None |
Principal Office
1896 HUDSON CIRCLESUITE 3
MONROE
LA
United States
Monday - Friday, 9:00 AM - 5:00 PM M-TH; 9:00 AM - 3:00 PM F
Tel: 318-450-4664, Fax: 318-450-6441
Chief Compliance Officer
KENNETH VINES
MANAGING MEMBER
1896 HUDSON CIRCLE
SUITE 3
MONROE
LA
United States
Tel:
318-450-4664
Fax:
318-450-6441
K**@***************M
(Full email address available in API data)
Regulatory Contact
DOLL VINES
1896 HUDSON CIRCLE
SUITE 3
MONROE
LA
United States
Tel:
318-450-4664
Fax:
318-450-6441
D***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VINES, KENNETH, GUS | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| KENNETH G. VINES, INC. | Domestic Entity | – | MANAGING MEMBER | 08/2018 | > 75% |
| VINES, KENNETH, GUS | Individual | KENNETH G. VINES, INC. | SOLE DIRECTOR | 06/2002 | > 75% |