LAUGHLIN FINANCIAL LLC
Adviser information for LAUGHLIN FINANCIAL LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 312 | $102.9M |
| Non-Discretionary | 35 | $37.3M |
| Total | 347 | $140.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 37 | $15.2M |
| HNW Individuals | 43 | $125.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesCONSULTING SERIVCES THAT DO NOT REQUIRE A FORMAL FINANCIAL PLAN |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-123521 |
|---|---|
| SEC ERA File Number | 801-123521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165105 |
| Legal Entity Identifier | None |
Principal Office
4151 E. 3RD STBLOOMINGTON
IN
United States
Monday - Friday, 930AM-4PM
Tel: 812-552-2113, Fax: 800-319-4808
Chief Compliance Officer
JOHN R. LAUGHLIN
PRESIDENT
4151 E. 3RD ST
BLOOMINGTON
IN
United States
Tel:
812-552-2113
Fax:
800-319-4808
J***@********************M
(Full email address available in API data)
Industry Affiliates
| LAUGHLIN FINANCIAL LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAUGHLIN, JOHN, R | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 07/2012 | > 75% |