Hedge Fund Database

UPPER LEFT WEALTH MANAGEMENT, LLC

Adviser information for UPPER LEFT WEALTH MANAGEMENT, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 319 $115.6M
Non-Discretionary 24 $28.7M
Total 343 $144.3M

Clients

Type Number RAUM
Individuals 42 $16.4M
HNW Individuals 45 $89.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $26.3M
Charitable organizations <5 $12.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-123531
SEC ERA File Number 801-123531
SEC CIK Numbers 1911228
SEC CRD Numbers 288762
Legal Entity Identifier None

Principal Office

3608 W CLARK CIR
TAMPA
FL
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 917-768-3390, Fax: None

Websites

www.upperleftwealth.com www.linkedin.com/in/mrupperleft/

Chief Compliance Officer

RANDY KURTZ
MANAGING MEMBER & CCO
3608 W CLARK CIR
TAMPA
FL
United States
Tel: 917-768-3390
(Full email address available in API data)

Industry Affiliates

MONEYPACER Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KURTZ, RANDY, DAVID Individual – MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 05/2017 > 75%

No. Employees, Historic

105020222023202420252 on 2/23/20222 on 5/3/20222 on 7/11/20222 on 7/13/20222 on 7/28/20222 on 8/3/20222 on 8/4/20222 on 8/5/20222 on 10/11/20222 on 1/31/20232 on 5/30/20232 on 8/7/20232 on 1/12/20242 on 2/6/20242 on 2/21/2024

RAUM, Historic

200M100M02022202320242025121028832 on 2/23/2022121028832 on 5/3/2022121028832 on 7/11/2022121028832 on 7/13/2022121028832 on 7/28/2022121028832 on 8/3/2022121028832 on 8/4/2022121028832 on 8/5/2022121028832 on 10/11/2022102023938 on 1/31/2023102023938 on 5/30/2023102023938 on 8/7/2023102023938 on 1/12/2024102023938 on 2/6/2024144347877 on 2/21/2024

No. Clients, Historic

100500202220232024202581 on 2/23/202281 on 5/3/202281 on 7/11/202281 on 7/13/202281 on 7/28/202281 on 8/3/202281 on 8/4/202281 on 8/5/202281 on 10/11/202291 on 1/31/202391 on 5/30/202391 on 8/7/202391 on 1/12/202491 on 2/6/202494 on 2/21/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN ETFS BBRG ALL COMD K1 5M 248K –
ETFS GOLD TR PHYSCL GOLD SHS 334K 15K –
GOLDMAN SACHS ETF TR ACCES TREASURY 423K 4K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 1M 19K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 687K 49K –
INVESCO CURRENCYSHARES EURO EURO SHS 3M 29K –
ISHARES BITCOIN TR SHS 2M 51K –
ISHARES GOLD TR ISHARES NEW 9M 211K –
ISHARES INC CORE MSCI EMKT 852K 16K –
ISHARES INC MSCI EURZONE ETF 303K 6K –
ISHARES INC MSCI HONG KG ETF 226K 15K –
ISHARES TR 0-5 YR TIPS ETF 269K 3K –
ISHARES TR 3 7 YR TREAS BD 1M 11K –
ISHARES TR ASIA 50 ETF 392K 6K –
ISHARES TR CHINA LG-CAP ETF 348K 13K –
ISHARES TR CORE S&P SCP ETF 279K 3K –
ISHARES TR CORE S&P500 ETF 912K 2K –
ISHARES TR CRE U S REIT ETF 261K 5K –
ISHARES TR INTL DEV RE ETF 356K 18K –
ISHARES TR INTL TREA BD ETF 746K 19K –
ISHARES TR JPMORGAN USD EMG 281K 3K –
ISHARES TR MSCI CHINA ETF 4M 89K –
ISHARES TR RUSSELL 2000 ETF 616K 3K –
ISHARES TR TIPS BD ETF 720K 7K –
ISHARES TR U.S. REAL ES ETF 1M 12K –
PROSHARES TR BITCOIN STRATE 322K – –
PROSHARES TR BITCOIN STRATE 79K 4K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 5M 207K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 423K 12K –
SCHWAB STRATEGIC TR INTL EQTY ETF 4M 107K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 3M 81K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 3M 69K –
SCHWAB STRATEGIC TR US REIT ETF 4M 192K –
SCHWAB STRATEGIC TR US SML CAP ETF 4M 79K –
SCHWAB STRATEGIC TR US TIPS ETF 3M 66K –
SPDR GOLD TR GOLD SHS 1M 6K –
SPDR INDEX SHS FDS DJ INTL RL ETF 1M 45K –
SPDR INDEX SHS FDS EURO STOXX 50 2M 34K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 791K 23K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 845K 22K –
SPDR INDEX SHS FDS S&P INTL SMLCP 1M 33K –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR SER TR BLOOMBERG 1-3 MO 4M 46K –
SPDR SER TR BLOOMBERG EMERGI 700K 35K –
SPDR SER TR BLOOMBERG INTL T 3M 161K –
SPDR SER TR FTSE INT GVT ETF 4M 115K –
SPDR SER TR PORTFOLIO S&P500 5M 71K –
VANECK ETF TRUST JP MRGAN EM LOC 4M 153K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 451K 9K –
VANGUARD INDEX FDS REAL ESTATE ETF 527K 6K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 4M 73K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 32K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 235K 4K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 241K 3K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 1M 12K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 4M 99K –
VANGUARD STAR FDS VG TL INTL STK F 732K 12K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 30K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 280K 4K –
WORLD GOLD TR SPDR GLD MINIS 3M 73K –