GO WEALTH MANAGEMENT
O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC Legal Name
Adviser information for GO WEALTH MANAGEMENT last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 367 | $121.5M |
| Non-Discretionary | 1 | $314,372 |
| Total | 368 | $121.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 174 | $19.5M |
| HNW Individuals | 25 | $32.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 69 | $69.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123534 |
|---|---|
| SEC ERA File Number | 801-123534 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290254 |
| Legal Entity Identifier | None |
Principal Office
4710 VILLAGE PLAZE LOOPSUITE 240
EUGENE
OR
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 541-338-7631, Fax: 541-338-7639
Chief Compliance Officer
GWEN O'CONNELL
4710 VILLAGE PLAZA LOOP
SUITE 210
EUGENE
OR
United States
Tel:
541-338-7631
G***@*******************M
(Full email address available in API data)
Regulatory Contact
KELLY KOTES
4710 VILLAGE PLAZA LOOP
SUITE 210
EUGENE
OR
United States
Tel:
541-338-7631
K****@*******************M
(Full email address available in API data)
Industry Affiliates
| GO FIDUCIARY OUTSOURCING, LLC | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'CONNELL, GWENDOLYN, SUE | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/2014 | > 75% |