IMPACT CAPITAL, LLC
Adviser information for IMPACT CAPITAL, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 425 | $188.1M |
| Non-Discretionary | 0 | $0 |
| Total | 425 | $188.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 33 | $9.4M |
| HNW Individuals | 60 | $174.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123536 |
|---|---|
| SEC ERA File Number | 801-123536 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297413 |
| Legal Entity Identifier | None |
Principal Office
ONE RESEARCH COURTSUITE 400
ROCKVILLE
MD
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 301-417-3300, Fax: 301-417-3311
Chief Compliance Officer
WILLIAM DENNIS BANCROFT
CHIEF EXECUTIVE OFFICER
ONE RESEARCH COURT
SUITE 400
ROCKVILLE
MD
United States
Tel:
301-417-3301
Fax:
301-417-3311
B********@****************M
(Full email address available in API data)
Industry Affiliates
| E. COHEN & COMPANY, CPAS | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ECDC INVESTMENTS, LLC | Domestic Entity | – | PARTNER | 07/2018 | 50-75% |
| BANCROFT, WILLIAM, DENNIS | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 07/2018 | 25-50% |
| COHEN, ERIC | Individual | ECDC INVESTMENTS, LLC | PARTNER | 08/2018 | 50-75% |
| COHEN, DANIEL, JARED | Individual | ECDC INVESTMENTS, LLC | PARTNER | 08/2018 | 25-50% |