HOXTON CAPITAL MANAGEMENT
HOXTON CAPITAL MANAGEMENT USA LLC Legal Name
Adviser information for HOXTON CAPITAL MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 22 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 823 | $326.3M |
| Total | 823 | $326.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 622 | $175.1M |
| HNW Individuals | 126 | $151.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 154 |
| No. of Non-U.S. Clients | 14 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPENSION ADVISORY SERVICES (SERVICE LEVELS) |
Identifiers
| SEC RIA File Number | 801-123553 |
|---|---|
| SEC ERA File Number | 801-123553 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307387 |
| Legal Entity Identifier | None |
Principal Office
OFFICE 1105THE ONE TOWER
BARSHA HEIGHTS, DUBAI
United Arab Emirates
BY APPT., BY APPT.
Tel: 737-249-9620, Fax: None
Chief Compliance Officer
PHILIP ANDRU DONATELLI
OFFICE 1105
THE ONE TOWER
BARSHA HEIGHTS, DUBAI
United Arab Emirates
Tel:
737-249-9620
D************@*******************M
(Full email address available in API data)
Regulatory Contact
PAUL TATE
COMPLIANCE MANAGER
OFFICE 1105
SUITE THE ONE TOWER
BARSHA HEIGHTS, DUBAI
United Arab Emirates
Tel:
737-249-9620
P********@*******************M
(Full email address available in API data)
Industry Affiliates
| EUI PRIVATE WEALTH LIMITED | Other investment adviser, including financial planners |
| HOXTON RISK MANAGEMENT LLC | Insurance company or agency |
| LAW OFFICE OF PHILIP ANDRU DONATELLI | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DONATELLI, PHILIP, ANDRU | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2019 | < 5% |
| HCM TRADING HOLDINGS, LTD | Foreign Entity | – | OWNER | 02/2022 | > 75% |
| SCB IOM HOLDINGS LIMITED | Foreign Entity | HCM TRADING HOLDINGS, LTD | SHAREHOLDER | 04/2020 | 50-75% |
| Ball, Christopher, Anthony | Individual | SCB IOM HOLDINGS LIMITED | CHIEF EXECUTIVE OFFICER/OWNER | 12/2019 | > 75% |
| HAMILTON, BRADLEY, PHILIP SPENCER | Individual | – | MANAGER | 02/2023 | 5-10% |