BRADESCO GLOBAL ADVISORS
BRADESCO GLOBAL ADVISORS INC. Legal Name
Adviser information for BRADESCO GLOBAL ADVISORS last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,018 | $11.3M |
| Non-Discretionary | 2 | $174.0M |
| Total | 1,020 | $185.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 887 | $5.0M |
| HNW Individuals | 131 | $6.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $174.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesWRAP FEE PROGRAM |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 11.3M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-123555 |
|---|---|
| SEC ERA File Number | 801-123555 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134416 |
| Legal Entity Identifier | None |
Principal Office
3011 PONCE DE LEON BLVDPH-1
CORAL GABLES
FL
United States
Monday - Friday, 8:30 - 5:00 EST
Tel: 305-523-6536, Fax: 305-375-0362
Websites
Chief Compliance Officer
DULCE GALINDO
CHIEF COMPLIANCE OFFICER
3011 PONCE DE LEON BLVD
PH1
CORAL GABLES
FL
United States
Tel:
305-523-6536
Fax:
305-375-0362
D*******@***************M
(Full email address available in API data)
Regulatory Contact
CARLOS GONZALEZ
COMPLIANCE CONSULTANT
3011 PONCE DE LEON BLVD
PH1
CORAL GABLES
FL
United States
Tel:
954-727-3117
Fax:
(305) 375-0362
C*****@**********M
(Full email address available in API data)
Industry Affiliates
| BRADESCO BANK | Banking or thrift institution |
| BRADESCO INVESTMENTS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRADESCO BANK | Domestic Entity | – | OWNER | 07/2002 | > 75% |
| LECCE HOLDINGS S.A | Foreign Entity | BRADESCO BANK | SHAREHOLDER | 10/2020 | > 75% |
| BANCO BRADESCO S.A. | Foreign Entity | LECCE HOLDINGS S.A | SHAREHOLDER | 10/2020 | > 75% |
| GALINDO GNIBUS, DULCE, MARIA | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| VILLELA, CARLOS, ALBERTO | Individual | – | CHIEF ACCOUNTING OFFICER | 11/2021 | < 5% |
| GOULART DA CUNHA, MAURICIO, FRANCO | Individual | – | EXECUTIVE REPRESENTATIVE | 10/2023 | < 5% |
| Aono, Eiji | Individual | – | CHIEF INVESTMENT OFFICER | 04/2022 | < 5% |
| GUILHERME, LUCIANO, GARCIA | Individual | – | HEAD OF DIGITAL PRODUCTS | 10/2023 | < 5% |