HAGER INVESTMENT MANAGEMENT SERVICES, LLC
Adviser information for HAGER INVESTMENT MANAGEMENT SERVICES, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New Hampshire, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 325 | $127.0M |
Non-Discretionary | 1 | $5.9M |
Total | 326 | $133.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 103 | $33.9M |
HNW Individuals | 46 | $91.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 6 | $8.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-123558 |
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SEC ERA File Number | 801-123558 |
SEC CIK Numbers | None |
SEC CRD Numbers | 117097 |
Legal Entity Identifier | None |
Principal Office
280 MAIN STREETNEW LONDON
NH
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 603-526-4099, Fax: 603-526-2305
Websites
Chief Compliance Officer
ANDREW HAGER
MANAGING PARTNER
280 MAIN STREET
PO BOX 1019
NEW LONDON
NH
United States
Tel:
603-526-4099
Fax:
603-526-2305
A*****@*******************M
(Full email address available in API data)
Regulatory Contact
PETER HAGER
PARTNER
280 MAIN STREET
PO BOX 1019
NEW LONDON
NH
United States
Tel:
603-526-4099
Fax:
603-526-2305
P****@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HAGER, ANDREW, WEBSTER | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 01/2014 | > 75% |
HAGER, PETER, EDWARD | Individual | – | PARTNER | 01/2014 | 10-25% |
BRIGHAM, ROBIN, CLIFTON | Individual | – | FINANCIAL PLANNER | 08/2018 | < 5% |