VIRTUE ASSET MANAGEMENT LLC
Adviser information for VIRTUE ASSET MANAGEMENT LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 184 | $140.1M |
| Non-Discretionary | 2 | $7.6M |
| Total | 186 | $147.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $6.3M |
| HNW Individuals | 49 | $132.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123564 |
|---|---|
| SEC ERA File Number | 801-123564 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283438 |
| Legal Entity Identifier | None |
Principal Office
308 W. MAIN STREETBARRINGTON
IL
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 847-892-7145, Fax: None
Chief Compliance Officer
ROBERT FINLEY
MANAGING MEMBER
308 W. MAIN STREET
BARRINGTON
IL
United States
Tel:
847-892-7145
G***@*************************M
(Full email address available in API data)
Regulatory Contact
GERY SADZEWICZ
CONSULTANT
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINLEY, ROBERT, P | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2016 | > 75% |