THIRD SIGMA INVESTMENT ADVISORS LLC
Adviser information for THIRD SIGMA INVESTMENT ADVISORS LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 37 | $95.0M |
Non-Discretionary | 3 | $17.7M |
Total | 40 | $112.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 19 | $4.6M |
HNW Individuals | 13 | $29.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 8 | $17.7M |
Charitable organizations | <5 | $60.7M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-123568 |
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SEC ERA File Number | 801-123568 |
SEC CIK Numbers | None |
SEC CRD Numbers | 151188 |
Legal Entity Identifier | None |
Principal Office
700 NORTH CLAYTON STREETWILMINGTON
DE
United States
Monday - Friday, 10:00 - 4:00
Tel: 302-656-1111, Fax: 302-504-6000
Websites
Chief Compliance Officer
GEORGE CONES
MANAGING MEMBER/CCO
700 NORTH CLAYTON STREET
WILMINGTON
DE
United States
Tel:
302-656-1111
Fax:
302-504-6000
G***********@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CONES, GEORGE, ERNEST | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 07/2009 | > 75% |
Dombkoski, Ruth, Ann | Individual | – | PASSIVE INVESTOR | 07/2009 | < 5% |