Hedge Fund Database

MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.

Adviser information for MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC. last updated from Form ADV on June 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Delaware, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 20 $951.2M
Non-Discretionary 0 $0
Total 20 $951.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 2 $2.5M
Banking or thrift institutions 0 $0
Investment companies 1 $25.2M
Business development companies 0 $0
Pooled investment vehicles 2 $34.4M
Pension and profit sharing plans 5 $186.4M
Charitable organizations 3 $63.6M
State or municipal gov entities 5 $634.8M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $4.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 20
No. of Non-U.S. Clients 5
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-123569
SEC ERA File Number 801-123569
SEC CIK Numbers 1947591
SEC CRD Numbers 319065
Legal Entity Identifier None

Principal Office

353 N. CLARK STREET
CHICAGO
IL
United States
Monday - Friday, 8:00 A.M. -5:00 P.M.
Tel: 312-595-6000, Fax: None

Websites

www.linkedin.com/company/164945 www.linkedin.com/company/16235632 www.facebook.com/mesirowfinancial www.linkedin.com/showcase/15226855 twitter.com/mesirowfin www.youtube.com/user/mesirowfinancial mesirowfinancial.com mesirow.com

Chief Compliance Officer

MARY JO HAYES
353 N. CLARK STREET
CHICAGO
IL
United States
Tel: (312) 595-6512
(Full email address available in API data)

Industry Affiliates

MESIROW ADVANCED STRATEGIES INC Other investment adviser, including financial planners
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC. Other investment adviser, including financial planners
MESIROW FINANCIAL PRIVATE EQUITY VII GP, L.P. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL REAL ESTATE VALUE FUND IV, L.P. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL REVF II-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL REVF III-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL REVF IV-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW FINANCIAL SERVICES, INC. Sponsor or syndicator of limited partnerships
MESIROW FINANCIAL, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor
MESIROW FRF I - GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW PEF VIII-B FEEDER-GP, LLC Sponsor, GP, manager of pooled investment vehicles
MESIROW REVF IV FEEDER - GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PRICE, RICHARD, SCOTT Individual – DIRECTOR/CHAIRMAN 02/2022 < 5%
LEVINE, JEFFREY, MICHAEL Individual – DIRECTOR 02/2022 < 5%
Brown, Natalie Individual – DIRECTOR/PRESIDENT 02/2022 < 5%
HAYES, MARY JO, MOON Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%
KEIG, JESSE, JOSEPH Individual – CHIEF FINANCIAL OFFICER 02/2022 < 5%
MESIROW FINANCIAL SERVICES, INC. Domestic Entity – OWNER 02/2022 > 75%
MESIROW FINANCIAL HOLDINGS, INC. Domestic Entity MESIROW FINANCIAL SERVICES, INC. OWNER 02/2022 > 75%
VORISEK, KATHRYN, ANN Individual – SENIOR MANAGING DIRECTOR, EQUITY MANAGEMENT 02/2022 < 5%

No. Employees, Historic

201002022202320240 on 2/28/20220 on 6/27/20220 on 7/6/202218 on 7/18/202218 on 2/8/202316 on 6/27/2023

RAUM, Historic

1B500M02022202320240 on 2/28/20220 on 6/27/20220 on 7/6/2022756665000 on 7/18/2022756665000 on 2/8/2023951234730 on 6/27/2023

No. Clients, Historic

201002022202320240 on 2/28/20220 on 6/27/20220 on 7/6/202218 on 7/18/202218 on 2/8/202320 on 6/27/2023

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADMA BIOLOGICS INC COM 20M 2M –
ACADEMY SPORTS & OUTDOORS IN COM 9M 171K –
AGREE RLTY CORP COM 18M 286K –
ALASKA AIR GROUP INC COM 11M 284K –
ALEXANDER & BALDWIN INC NEW COM 9M 516K –
ATI INC COM 14M 249K –
ALLIANT ENERGY CORP COM 3M 63K –
AMICUS THERAPEUTICS INC COM 375K 38K –
AMPHASTAR PHARMACEUTICALS IN COM 14M 353K –
ANTERO RESOURCES CORP COM 15M 448K –
APTARGROUP INC COM 12M 87K –
ARMADA HOFFLER PPTYS INC COM 12M 1M –
ASPEN AEROGELS INC COM 10M 418K –
BIOMARIN PHARMACEUTICAL INC COM 3M 41K –
BOSTON BEER INC CL A 16M 52K –
BRIGHT HORIZONS FAM SOL IN D COM 15M 133K –
BRINKS CO COM 18M 172K –
BRUNSWICK CORP COM 11M 152K –
CMS ENERGY CORP COM 3M 47K –
CACI INTL INC CL A 12M 28K –
CACTUS INC CL A 728K 14K –
CAESARS ENTERTAINMENT INC NE COM 3M 69K –
CALIX INC COM 13M 359K –
CAMECO CORP COM 3M 52K –
CARLYLE GROUP INC COM 3M 67K –
CASEYS GEN STORES INC COM 3M 7K –
CATALYST PHARMACEUTICALS INC COM 14M 934K –
CHAMPIONX CORPORATION COM 14M 429K –
CHARLES RIV LABS INTL INC COM 3M 14K –
CINCINNATI FINL CORP COM 3M 23K –
CITIZENS FINL GROUP INC COM 2M 65K –
ENOVIS CORPORATION COM 712K 16K –
COLUMBIA BKG SYS INC COM 14M 727K –
CUBESMART COM 3M 62K –
DYNATRACE INC COM NEW 3M 58K –
EQT CORP COM 2M 64K –
EASTGROUP PPTYS INC COM 3M 18K –
ENERPAC TOOL GROUP CORP CL A COM 12M 303K –
ENTEGRIS INC COM 3M 22K –
FIRST HORIZON CORPORATION COM 15M 982K –
FIRST INTST BANCSYSTEM INC COM 12M 418K –
FIRST MERCHANTS CORP COM 8M 247K –
FLUOR CORP NEW COM 21M 490K –
GENTEX CORP COM 13M 399K –
GLOBUS MED INC CL A 18M 259K –
HALOZYME THERAPEUTICS INC COM 15M 290K –
HANCOCK WHITNEY CORPORATION COM 14M 285K –
HANOVER INS GROUP INC COM 13M 106K –
HAYWARD HLDGS INC COM 10M 851K –
HECLA MNG CO COM 15M 3M –
HELIOS TECHNOLOGIES INC COM 9M 179K –
HOWARD HUGHES HOLDINGS INC COM 13M 206K –
ICU MED INC COM 17M 145K –
ITT INC COM 12M 95K –
INDEPENDENCE RLTY TR INC COM 15M 810K –
INGEVITY CORP COM 11M 261K –
INTERNATIONAL PAPER CO COM 3M 69K –
ISHARES TR CORE S&P500 ETF 2M 5K –
ITRON INC COM 301K 3K –
KEMPER CORP COM 17M 288K –
KONTOOR BRANDS INC COM 15M 229K –
KORN FERRY COM NEW 12M 175K –
KYNDRYL HLDGS INC COMMON STOCK 17M 641K –
LANCASTER COLONY CORP COM 11M 61K –
LAZARD INC COM 15M 380K –
LEMAITRE VASCULAR INC COM 383K 5K –
LUMENTUM HLDGS INC COM 407K 8K –
MSA SAFETY INC COM 3M 15K –
MATADOR RES CO COM 10M 171K –
MERCURY SYS INC COM 10M 374K –
MERIT MED SYS INC COM 10M 119K –
MERITAGE HOMES CORP COM 9M 54K –
MUELLER WTR PRODS INC COM SER A 14M 783K –
NCINO INC COM 422K 13K –
ATLAS ENERGY SOLUTIONS INC COM NEW 9M 456K –
NEW JERSEY RES CORP COM 664K 16K –
NEXSTAR MEDIA GROUP INC COMMON STOCK 13M 78K –
NISOURCE INC COM 3M 117K –
NORTHERN OIL & GAS INC COM 553K 15K –
NORTHWEST NAT HLDG CO COM 9M 243K –
OGE ENERGY CORP COM 9M 244K –
OLLIES BARGAIN OUTLET HLDGS COM 17M 170K –
PATTERSON-UTI ENERGY INC COM 7M 695K –
PERMIAN RESOURCES CORP CLASS A COM 3M 185K –
PIPER SANDLER COMPANIES COM 10M 44K –
PORTLAND GEN ELEC CO COM NEW 10M 225K –
Q2 HLDGS INC COM 17M 284K –
RH COM 12M 50K –
RAMBUS INC DEL COM 17M 285K –
REGAL REXNORD CORPORATION COM 2M 18K –
SPDR SER TR S&P BIOTECH 507K 5K –
SPX TECHNOLOGIES INC COM 10M 73K –
SABRA HEALTH CARE REIT INC COM 12M 761K –
SAFEHOLD INC COM 9M 486K –
SIMMONS 1ST NATL CORP CL A $1 PAR 12M 705K –
SOUTHSTATE CORPORATION COM 15M 202K –
SPIRE INC COM 558K 9K –
SPROUTS FMRS MKT INC COM 12M 138K –
STAG INDL INC COM 17M 464K –
STERICYCLE INC COM 12M 202K –
SURGERY PARTNERS INC COM 12M 517K –
TENABLE HLDGS INC COM 421K 10K –
TEXAS CAP BANCSHARES INC COM 11M 188K –
TOLL BROTHERS INC COM 2M 20K –
UDR INC COM 3M 83K –
VEECO INSTRS INC DEL COM 9M 190K –
VENTAS INC COM 3M 57K –
VERINT SYS INC COM 17M 534K –
WAYFAIR INC CL A 11M 210K –
WEBSTER FINL CORP COM 3M 74K –
WESTROCK CO COM 3M 68K –
WINTRUST FINL CORP COM 11M 111K –
XPO INC COM 17M 156K –
AXIS CAP HLDGS LTD SHS 15M 219K –
AXALTA COATING SYS LTD COM 14M 400K –
LIVANOVA PLC SHS 16M 287K –
PENTAIR PLC SHS 4M 48K –
TECHNIPFMC PLC COM 13M 510K –
TRONOX HOLDINGS PLC SHS 14M 907K –
COPA HOLDINGS SA CL A 12M 122K –