T.M. WEALTH MANAGEMENT
T.M. WEALTH MANAGEMENT, LLC Legal Name
Adviser information for T.M. WEALTH MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 361 | $121.9M |
Non-Discretionary | 6 | $5.1M |
Total | 367 | $127.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 33 | $6.8M |
HNW Individuals | 52 | $115.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 4 | $5.1M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-123581 |
---|---|
SEC ERA File Number | 801-123581 |
SEC CIK Numbers | None |
SEC CRD Numbers | 287965 |
Legal Entity Identifier | None |
Principal Office
11702 BOWMAN GREEN DRIVESUITE 300
RESTON
VA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (703) 537-8351, Fax: (703) 537-8352
Chief Compliance Officer
THOMAS R. SENECA
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
11702 BOWMAN GREEN DRIVE
SUITE 300
RESTON
VA
United States
Tel:
(703) 537-8351
Fax:
(703) 537-8352
T*****@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SENECA, THOMAS, RYAN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2017 | > 75% |