BOSTON ASSET MANAGEMENT, INC.
Adviser information for BOSTON ASSET MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 466 | $103.7M |
| Non-Discretionary | 0 | $0 |
| Total | 466 | $103.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $15.9M |
| HNW Individuals | 17 | $87.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123584 |
|---|---|
| SEC ERA File Number | 801-123584 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112768 |
| Legal Entity Identifier | None |
Principal Office
12707 49TH STREET NSUITE 800
CLEARWATER
FL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 727-894-6520, Fax: 727-497-4736
Websites
Chief Compliance Officer
BRETT J. WALRATH
12707 49TH STREET N
SUITE 800
CLEARWATER
FL
United States
Tel:
727-894-6520
Fax:
727-497-4736
B****@************************M
(Full email address available in API data)
Industry Affiliates
| THE COLBY COMPANY, LLC, A FLORIDA LIMITED LIABILITY COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOVONI, LEO, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2017 | 50-75% |
| SAUER, ELIZABETH, SUSAN | Individual | – | SHAREHOLDER | 12/2003 | 10-25% |
| WALRATH, BRETT, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2004 | 10-25% |
| GOVONI, MARK, JOHN | Individual | – | PRESIDENT | 01/2017 | < 5% |