JAMES INVESTMENT RESEARCH INC
Adviser information for JAMES INVESTMENT RESEARCH INC last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 727 | $1.0B |
| Non-Discretionary | 29 | $23.7M |
| Total | 756 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 400 | $177.1M |
| HNW Individuals | 68 | $273.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $486.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $5.0M |
| Charitable organizations | 10 | $36.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $75.9M |
| Other | 3 | $5.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsRESEARCH |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 238.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNTS CONSULTING RESEARCHED | UBS FINANCIAL SERVICES INC. |
| AMERIPRISE FINANCIAL SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC |
| CONSULTING SOLUTIONS / MANAGED ACCOUNTS PROGRAM / RBC SERVICES | RBC CAPITAL MARKETS, LLC |
| IWS MANAGED ACCOUNTS SOLUTION PROGRAM | ENVESTNET PMC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| NFS ADVISOR ENTERPRISE PROGRAM | ENVESTNET PMC |
| PERSHING ADVISORY SERVICES | ENVESTNET PMC |
| PERSHING PRIVATE WEALTH MANAGEMENT PROGRAM | ENVESTNET PMC |
| THIRD PARTY INVESTMENT MANAGEMENT PROGRAM AT TD AMERITRADE | SAPPHIRE BLUE INVESTMENT PARTNERS / SMART MONEY GROUP |
| STRATEGIC PORTFOLIO ADVISORS (SPA) | MERRILL LYNCH |
| INVESTMENT MANAGEMENT SERVICES (IMS) / CONSULTING AND EVALUATING SERVICES (CES) | MORGAN STANLEY |
| OUTSIDE MANAGED ACCOUNTS | RAYMOND JAMES & ASSOCIATES, INC. |
Principal Office
1349 FAIRGROUND ROADXENIA
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 937-426-7640, Fax: 937-426-7097
Chief Compliance Officer
LESLEY OTT
CCO / COO
1349 FAIRGROUND ROAD
XENIA
OH
United States
Tel:
937-426-7640
Fax:
937-426-7097
L***@******************M
(Full email address available in API data)
Regulatory Contact
RICHARD BRIAN CULPEPPER
CEO / PRESIDENT
1349 FAIRGROUND ROAD
XENIA
OH
United States
Tel:
937-426-7640
Fax:
937-426-7097
B*********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JAMES, IRIS, RAE | Individual | FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 | TRUSTEE | 03/2019 | |
| OTT, LESLEY, DAWN | Individual | – | CHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020) | 01/2012 | < 5% |
| JAMES, BARRY, RAY | Individual | – | CHAIRMAN OF THE BOARD | 01/1995 | < 5% |
| FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 | Domestic Entity | – | OWNER | 03/1986 | > 75% |
| JAMES, BARRY, RAY | Individual | FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 | CO-TRUSTEE | 04/2019 | |
| JAMES, FRANCIS, EDWARD | Individual | FRANK E JAMES JR. TRUST IRIS R. JAMES TRUSTEE DTD 03/05/1986 | CO-TRUSTEE | 04/2019 | |
| CULPEPPER, RICHARD, BRIAN | Individual | – | PRESIDENT (JAN. 2022) & CEO (NOV. 2022) | 01/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 6M | 61K | 0 |
| ABBVIE INC | COM | 7M | 39K | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4M | 13K | 0 |
| ACCO BRANDS CORP | COM | 352K | 75K | 0 |
| AGREE RLTY CORP | COM | 633K | 10K | 0 |
| ALLEGIANT TRAVEL CO | COM | 233K | 5K | 0 |
| ALPHABET INC | CAP STK CL A | 29M | 160K | 0 |
| AMAZON COM INC | COM | 13M | 69K | 0 |
| AMERICAN ELEC PWR CO INC | COM | 3M | 39K | 0 |
| AMERICAN FINL GROUP INC OHIO | COM | 326K | 3K | 0 |
| AMERICAN SHARED HOSPITAL SVC | COM | 95K | 30K | 0 |
| AMERICAN TOWER CORP NEW | COM | 2M | 10K | 0 |
| AMGEN INC | COM | 1M | 4K | 0 |
| ANDERSONS INC | COM | 437K | 9K | 0 |
| APPLE INC | COM | 30M | 141K | 0 |
| ARC DOCUMENT SOLUTIONS INC | COM | 95K | 36K | 0 |
| ARCBEST CORP | COM | 577K | 5K | 0 |
| ASML HOLDING N V | N Y REGISTRY SHS | 8M | 8K | 0 |
| ASSURED GUARANTY LTD | COM | 800K | 10K | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 7M | 84K | 0 |
| AT&T INC | COM | 1M | 57K | 0 |
| AVERY DENNISON CORP | COM | 5M | 21K | 0 |
| AVNET INC | COM | 428K | 8K | 0 |
| AXCELIS TECHNOLOGIES INC | COM NEW | 565K | 4K | 0 |
| AXOS FINANCIAL INC | COM | 353K | 6K | 0 |
| AXT INC | COM | 54K | 16K | 0 |
| BANCORP INC DEL | COM | 3M | 74K | 0 |
| BEAZER HOMES USA INC | COM NEW | 397K | 14K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | 0 |
| BEST BUY INC | COM | 2M | 20K | 0 |
| BLACKROCK INC | COM | 7M | 9K | 0 |
| BOISE CASCADE CO DEL | COM | 904K | 8K | 0 |
| BOOT BARN HLDGS INC | COM | 1M | 11K | 0 |
| BOS BETTER ONLINE SOLUTIONS | SHS NEW NIS 80 | 103K | 37K | 0 |
| BOYD GAMING CORP | COM | 288K | 5K | 0 |
| BRINKER INTL INC | COM | 2M | 23K | 0 |
| BROADCOM INC | COM | 10M | 6K | 0 |
| BROADWIND INC | COM NEW | 41K | 13K | 0 |
| BUCKLE INC | COM | 351K | 10K | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 5M | 16K | 0 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 301K | 4K | 0 |
| CASEYS GEN STORES INC | COM | 3M | 8K | 0 |
| CATERPILLAR INC | COM | 11M | 33K | 0 |
| CBAK ENERGY TECHNOLOGY INC | COM | 51K | 37K | 0 |
| CBRE GROUP INC | CL A | 3M | 35K | 0 |
| CELANESE CORP DEL | COM | 872K | 6K | 0 |
| CENTRAL GARDEN & PET CO | CL A NON-VTG | 812K | 25K | 0 |
| CENTURY CMNTYS INC | COM | 389K | 5K | 0 |
| CF INDS HLDGS INC | COM | 694K | 9K | 0 |
| CHENIERE ENERGY INC | COM NEW | 1M | 9K | 0 |
| CHEVRON CORP NEW | COM | 9M | 55K | 0 |
| CHORD ENERGY CORPORATION | COM NEW | 250K | 1K | 0 |
| CISCO SYS INC | COM | 945K | 20K | 0 |
| CIVITAS RESOURCES INC | COM NEW | 507K | 7K | 0 |
| CLEVELAND-CLIFFS INC NEW | COM | 381K | 25K | 0 |
| COCA COLA CONS INC | COM | 1M | 966 | 0 |
| COHU INC | COM | 271K | 8K | 0 |
| COMCAST CORP NEW | CL A | 2M | 43K | 0 |
| CONCENTRIX CORP | COM | 469K | 7K | 0 |
| CONOCOPHILLIPS | COM | 1M | 10K | 0 |
| CORCEPT THERAPEUTICS INC | COM | 590K | 18K | 0 |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | 0 |
| CPI AEROSTRUCTURES INC | COM NEW | 53K | 22K | 0 |
| CPS TECHNOLOGIES CORP | COM | 61K | 36K | 0 |
| CRA INTL INC | COM | 594K | 3K | 0 |
| CROCS INC | COM | 539K | 4K | 0 |
| DANAHER CORPORATION | COM | 5M | 20K | 0 |
| DARDEN RESTAURANTS INC | COM | 1M | 9K | 0 |
| DATA I O CORP | COM | 43K | 15K | 0 |
| DECKERS OUTDOOR CORP | COM | 7M | 7K | 0 |
| DEERE & CO | COM | 2M | 4K | 0 |
| DIGITAL RLTY TR INC | COM | 711K | 5K | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 498K | 36K | 0 |
| DISNEY WALT CO | COM | 1M | 14K | 0 |
| DIXIE GROUP INC | CL A | 12K | 18K | 0 |
| DONNELLEY FINL SOLUTIONS INC | COM | 1M | 17K | 0 |
| DORIAN LPG LTD | SHS USD | 826K | 20K | 0 |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 661K | 59K | 0 |
| EATON CORP PLC | SHS | 9M | 27K | 0 |
| ELEVANCE HEALTH INC | COM | 4M | 7K | 0 |
| ELI LILLY & CO | COM | 12M | 14K | 0 |
| ELTEK LTD | SHS | 253K | 26K | 0 |
| ENCORE WIRE CORP | COM | 4M | 14K | 0 |
| ENOVA INTL INC | COM | 11M | 177K | 0 |
| ENOVIX CORPORATION | COM | 272K | 18K | 0 |
| EOS ENERGY ENTERPRISES INC | COM CL A | 100K | 78K | 0 |
| EPLUS INC | COM | 345K | 5K | 0 |
| EVERCORE INC | CLASS A | 1M | 7K | 0 |
| EXXON MOBIL CORP | COM | 3M | 30K | 0 |
| EZCORP INC | CL A NON VTG | 348K | 33K | 0 |
| FEDERAL AGRIC MTG CORP | CL C | 1M | 6K | 0 |
| FEDERATED HERMES INC | CL B | 237K | 7K | 0 |
| FIRST BANCORP P R | COM NEW | 879K | 48K | 0 |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 1M | 18K | 0 |
| FIRST TR EXCHANGE-TRADED FD | ULTRA SHT DUR MU | 2M | 114K | 0 |
| FLEXIBLE SOLUTIONS INTL INC | COM | 18K | 10K | 0 |
| FORESTAR GROUP INC | COM | 328K | 10K | 0 |
| FTI CONSULTING INC | COM | 1M | 5K | 0 |
| GAIA INC NEW | CL A | 47K | 11K | 0 |
| GALLAGHER ARTHUR J & CO | COM | 7M | 28K | 0 |
| GENERAC HLDGS INC | COM | 1M | 10K | 0 |
| GENERAL MLS INC | COM | 670K | 11K | 0 |
| GLOBAL SELF STORAGE INC | COM | 76K | 16K | 0 |
| GLOBAL X FDS | DEFENSE TECH ETF | 245K | 7K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 7M | 16K | 0 |
| GRAPHIC PACKAGING HLDG CO | COM | 401K | 15K | 0 |
| HALOZYME THERAPEUTICS INC | COM | 1M | 21K | 0 |
| HAVERTY FURNITURE COS INC | COM | 354K | 14K | 0 |
| HF SINCLAIR CORP | COM | 478K | 9K | 0 |
| HILLENBRAND INC | COM | 529K | 13K | 0 |
| HOME DEPOT INC | COM | 10M | 29K | 0 |
| HOULIHAN LOKEY INC | CL A | 855K | 6K | 0 |
| IDACORP INC | COM | 352K | 4K | 0 |
| INGLES MKTS INC | CL A | 1M | 17K | 0 |
| INNOSPEC INC | COM | 1M | 8K | 0 |
| INNOVIVA INC | COM | 1M | 65K | 0 |
| INSIGHT ENTERPRISES INC | COM | 10M | 48K | 0 |
| INSTALLED BLDG PRODS INC | COM | 2M | 8K | 0 |
| INTEGER HLDGS CORP | COM | 1M | 11K | 0 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 1M | 102K | 0 |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 2M | 73K | 0 |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP 600 | 2M | 53K | 0 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL REL | 710K | 22K | 0 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL DIS | 530K | 11K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | 0 |
| ISHARES GOLD TR | ISHARES NEW | 16M | 363K | 0 |
| ISHARES INC | MSCI CDA ETF | 260K | 7K | 0 |
| ISHARES SILVER TR | ISHARES | 1M | 53K | 0 |
| ISHARES TR | NATIONAL MUN ETF | 2M | 22K | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 4M | 34K | 0 |
| ISHARES TR | IBONDS DEC 2032 | 4M | 190K | 0 |
| ISHARES TR | IBONDS DEC 2033 | 220K | 9K | 0 |
| ISHARES TR | COHEN STEER REIT | 516K | 9K | 0 |
| ISHARES TR | TIPS BD ETF | 5M | 48K | 0 |
| ISHARES TR | 0-5 YR TIPS ETF | 3M | 27K | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 5M | 48K | 0 |
| ISHARES TR | IBONDS 29 TRM TS | 293K | 14K | 0 |
| ISHARES TR | IBONDS DEC 28 | 275K | 11K | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 850K | 6K | 0 |
| ISHARES TR | 10-20 YR TRS ETF | 1M | 10K | 0 |
| ISHARES TR | JPMORGAN USD EMG | 405K | 5K | 0 |
| ISHARES TR | INTRM GOV CR ETF | 341K | 3K | 0 |
| ISHARES TR | CORE S&P SCP ETF | 1M | 10K | 0 |
| ISHARES TR | PFD AND INCM SEC | 202K | 6K | 0 |
| ISHARES TR | AGENCY BOND ETF | 2M | 15K | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 11M | 133K | 0 |
| ISHARES TR | GLOBAL ENERG ETF | 1M | 29K | 0 |
| ISHARES TR | FLTG RATE NT ETF | 8M | 165K | 0 |
| ISHARES TR | TRS FLT RT BD | 3M | 58K | 0 |
| ISHARES TR | IBONDS DEC 2033 | 4M | 174K | 0 |
| ISHARES TR | IBOND DEC 2030 | 277K | 14K | 0 |
| ISHARES TR | USD INV GRDE ETF | 239K | 5K | 0 |
| ISHARES TR | IBONDS DEC 2030 | 254K | 12K | 0 |
| ISHARES TR | IBONDS DEC25 ETF | 550K | 22K | 0 |
| ISHARES TR | CORE US AGGBD ET | 5M | 50K | 0 |
| ISHARES TR | 3 7 YR TREAS BD | 7M | 59K | 0 |
| ISHARES TR | ISHS 5-10YR INVT | 6M | 115K | 0 |
| ISHARES TR | IBONDS 27 ETF | 1M | 50K | 0 |
| ISHARES TR | ROBOTICS ARTIF | 243K | 7K | 0 |
| ISHARES TR | IBOXX INV CP ETF | 2M | 17K | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 877K | 5K | 0 |
| ISHARES TR | CONV BD ETF | 216K | 3K | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 7M | 34K | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 452K | 11K | 0 |
| ISHARES TR | RUS TP200 GR ETF | 662K | 3K | 0 |
| ISHARES TR | RUS 1000 ETF | 2M | 8K | 0 |
| ISHARES TR | IBONDS DEC 26 | 1M | 51K | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 11M | 219K | 0 |
| ISHARES TR | MBS ETF | 4M | 42K | 0 |
| ISHARES TR | MSCI EAFE ETF | 474K | 6K | 0 |
| ISHARES TR | 20 YR TR BD ETF | 6M | 62K | 0 |
| ISHARES TR | IBONDS DEC 27 | 639K | 26K | 0 |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | 0 |
| ISHARES TR | SHORT TREAS BD | 5M | 47K | 0 |
| ISHARES TR | IBONDS DEC 29 | 620K | 27K | 0 |
| ISHARES TR | EAFE GRWTH ETF | 690K | 7K | 0 |
| ISHARES TR | IBONDS 24 TRM TS | 402K | 17K | 0 |
| ISHARES TR | 10+ YR INVST GRD | 383K | 8K | 0 |
| ISHARES TR | IBONDS DEC 2029 | 885K | 36K | 0 |
| JABIL INC | COM | 6M | 60K | 0 |
| JAMES HARDIE INDS PLC | SPONSORED ADR | 883K | 28K | 0 |
| JANUS DETROIT STR TR | HENDERSON MTG | 525K | 12K | 0 |
| JANUS DETROIT STR TR | HENDERSN CAP ETF | 228K | 4K | 0 |
| JOHNSON & JOHNSON | COM | 6M | 42K | 0 |
| JPMORGAN CHASE & CO. | COM | 16M | 81K | 0 |
| KOSS CORP | COM | 47K | 11K | 0 |
| LAM RESEARCH CORP | COM | 426K | 400 | 0 |
| LAMB WESTON HLDGS INC | COM | 702K | 8K | 0 |
| LINDE PLC | SHS | 5M | 11K | 0 |
| LOCKHEED MARTIN CORP | COM | 4M | 9K | 0 |
| LPL FINL HLDGS INC | COM | 4M | 14K | 0 |
| LUMENT FINANCE TRUST INC | COM | 24K | 10K | 0 |
| M/I HOMES INC | COM | 5M | 44K | 0 |
| MAGNOLIA OIL & GAS CORP | CL A | 487K | 19K | 0 |
| MANHATTAN BRDG CAP INC | COM | 100K | 19K | 0 |
| MASTERCARD INCORPORATED | CL A | 10M | 23K | 0 |
| MATADOR RES CO | COM | 4M | 67K | 0 |
| MCDONALDS CORP | COM | 10M | 38K | 0 |
| MERCHANTS BANCORP IND | COM | 964K | 24K | 0 |
| META PLATFORMS INC | CL A | 10M | 19K | 0 |
| MGIC INVT CORP WIS | COM | 2M | 74K | 0 |
| MICROSOFT CORP | COM | 39M | 87K | 0 |
| MODINE MFG CO | COM | 409K | 4K | 0 |
| NATIONAL HEALTHCARE CORP | COM | 387K | 4K | 0 |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 692K | 17K | 0 |
| NATURAL ALTERNATIVES INTL IN | COM NEW | 60K | 10K | 0 |
| NELNET INC | CL A | 2M | 21K | 0 |
| NETFLIX INC | COM | 615K | 912 | 0 |
| NEXTERA ENERGY INC | COM | 3M | 48K | 0 |
| NORTHROP GRUMMAN CORP | COM | 3M | 6K | 0 |
| NOVA LTD | COM | 12M | 50K | 0 |
| NOVO-NORDISK A S | ADR | 1M | 9K | 0 |
| NUCOR CORP | COM | 2M | 13K | 0 |
| NUVEEN MUN VALUE FD INC | COM | 467K | 54K | 0 |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 225K | 18K | 0 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 273K | 37K | 0 |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 150K | 17K | 0 |
| NVIDIA CORPORATION | COM | 35M | 286K | 0 |
| OFG BANCORP | COM | 987K | 26K | 0 |
| OLYMPIC STEEL INC | COM | 250K | 6K | 0 |
| OPTION CARE HEALTH INC | COM NEW | 293K | 11K | 0 |
| OTTER TAIL CORP | COM | 686K | 8K | 0 |
| OXFORD INDS INC | COM | 1M | 10K | 0 |
| PAR PAC HOLDINGS INC | COM NEW | 268K | 11K | 0 |
| PATRICK INDS INC | COM | 1M | 10K | 0 |
| PC CONNECTION INC | COM | 2M | 30K | 0 |
| PEPSICO INC | COM | 3M | 19K | 0 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 403K | 28K | 0 |
| PFIZER INC | COM | 892K | 32K | 0 |
| PHOTRONICS INC | COM | 559K | 23K | 0 |
| PHX MINERALS INC | CL A | 36K | 11K | 0 |
| PIPER SANDLER COMPANIES | COM | 3M | 11K | 0 |
| PORTLAND GEN ELEC CO | COM NEW | 455K | 11K | 0 |
| POTLATCHDELTIC CORPORATION | COM | 300K | 8K | 0 |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 6M | 224K | 0 |
| PRIMERICA INC | COM | 2M | 7K | 0 |
| PROCTER AND GAMBLE CO | COM | 12M | 72K | 0 |
| PROGRESS SOFTWARE CORP | COM | 324K | 6K | 0 |
| PROLOGIS INC. | COM | 4M | 39K | 0 |
| PURECYCLE TECHNOLOGIES INC | COM | 135K | 23K | 0 |
| RADIAN GROUP INC | COM | 839K | 27K | 0 |
| RADIUS RECYCLING INC | CL A | 419K | 27K | 0 |
| RAVE RESTAURANT GROUP INC | COM | 30K | 15K | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 2M | 115K | 0 |
| SABRA HEALTH CARE REIT INC | COM | 155K | 10K | 0 |
| SCHWAB CHARLES CORP | COM | 380K | 5K | 0 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 346K | 13K | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 33K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | 938K | 14K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 624K | 18K | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 990K | 10K | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 12M | 52K | 0 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 849K | 22K | 0 |
| SELECT SECTOR SPDR TR | INDL | 710K | 6K | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 394K | 6K | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3M | 22K | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 3M | 36K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 4M | 24K | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 481K | 12K | 0 |
| SEMPRA | COM | 2M | 27K | 0 |
| SHELL PLC | SPON ADS | 861K | 12K | 0 |
| SHOE CARNIVAL INC | COM | 478K | 13K | 0 |
| SIGA TECHNOLOGIES INC | COM | 406K | 54K | 0 |
| SILVERBOW RES INC | COM | 379K | 10K | 0 |
| SOUTHSTATE CORPORATION | COM | 432K | 6K | 0 |
| SPDR GOLD TR | GOLD SHS | 1M | 5K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | 0 |
| SPDR SER TR | S&P REGL BKG | 848K | 17K | 0 |
| SPDR SER TR | NUVEEN BLMBRG SH | 2M | 48K | 0 |
| SPDR SER TR | S&P HOMEBUILD | 1M | 11K | 0 |
| SPDR SER TR | PORTFOLIO SHORT | 2M | 56K | 0 |
| SPDR SER TR | BBG CONV SEC ETF | 692K | 10K | 0 |
| SPDR SER TR | S&P DIVID ETF | 521K | 4K | 0 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 207K | 5K | 0 |
| STAG INDL INC | COM | 218K | 6K | 0 |
| SUPERIOR DRILLING PRODS INC | COM | 20K | 15K | 0 |
| SUPERNUS PHARMACEUTICALS INC | COM | 338K | 13K | 0 |
| SURGEPAYS INC | COM NEW | 41K | 13K | 0 |
| SYSCO CORP | COM | 252K | 4K | 0 |
| T-MOBILE US INC | COM | 7M | 37K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 7K | 0 |
| TARGET CORP | COM | 200K | 1K | 0 |
| TERRENO RLTY CORP | COM | 473K | 8K | 0 |
| THE CIGNA GROUP | COM | 3M | 9K | 0 |
| THE REALREAL INC | COM | 72K | 22K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 6K | 0 |
| TJX COS INC NEW | COM | 2M | 20K | 0 |
| TRACTOR SUPPLY CO | COM | 2M | 6K | 0 |
| TRANSCAT INC | COM | 270K | 2K | 0 |
| TRIO TECH INTL | COM NEW | 73K | 12K | 0 |
| UFP TECHNOLOGIES INC | COM | 315K | 1K | 0 |
| UNION PAC CORP | COM | 3M | 15K | 0 |
| UNITED RENTALS INC | COM | 8M | 12K | 0 |
| UNITED STS LIME & MINERALS I | COM | 754K | 2K | 0 |
| UNITED THERAPEUTICS CORP DEL | COM | 893K | 3K | 0 |
| UNITEDHEALTH GROUP INC | COM | 10M | 19K | 0 |
| URBAN OUTFITTERS INC | COM | 324K | 8K | 0 |
| V2X INC | COM | 352K | 7K | 0 |
| VALERO ENERGY CORP | COM | 7M | 45K | 0 |
| VANECK ETF TRUST | BDC INCOME ETF | 431K | 25K | 0 |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 2M | 36K | 0 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 VAL | 568K | 6K | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 4M | 24K | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 27K | 0 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 2M | 23K | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 35K | 0 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 4M | 62K | 0 |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 3M | 35K | 0 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 2M | 31K | 0 |
| VAREX IMAGING CORP | COM | 172K | 12K | 0 |
| VIRCO MFG CO | COM | 151K | 11K | 0 |
| VIRTUS ETF TR II | SEIX SR LN ETF | 749K | 31K | 0 |
| VISHAY INTERTECHNOLOGY INC | COM | 1M | 53K | 0 |
| VITAL ENERGY INC | COM | 265K | 6K | 0 |
| WALMART INC | COM | 14M | 208K | 0 |
| WARRIOR MET COAL INC | COM | 871K | 14K | 0 |
| WESCO INTL INC | COM | 567K | 4K | 0 |
| WESTLAKE CORPORATION | COM | 521K | 4K | 0 |
| WILLAMETTE VY VINEYARD INC | COM | 51K | 13K | 0 |
| WINMARK CORP | COM | 965K | 3K | 0 |
| WISDOMTREE INC | COM | 485K | 49K | 0 |
| WISDOMTREE TR | INDIA ERNGS FD | 673K | 14K | 0 |
| WISDOMTREE TR | YIELD ENHANCD US | 272K | 6K | 0 |
| XENIA HOTELS & RESORTS INC | COM | 244K | 17K | 0 |
| YETI HLDGS INC | COM | 513K | 13K | 0 |
| ZOETIS INC | CL A | 4M | 21K | 0 |
| ZYMEWORKS INC | COM | 90K | 11K | 0 |