INNOVATIVE ADVISER SOLUTIONS, LLC
Adviser information for INNOVATIVE ADVISER SOLUTIONS, LLC last updated from Form ADV on March 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 469 | $137.2M |
| Non-Discretionary | 0 | $0 |
| Total | 469 | $137.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 173 | $44.6M |
| HNW Individuals | 34 | $92.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123597 |
|---|---|
| SEC ERA File Number | 801-123597 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289191 |
| Legal Entity Identifier | None |
Principal Office
2212 QUEEN ANNE AVENUE NORTH#931
SEATTLE
WA
United States
Monday - Friday, 7AM-4PM
Tel: 206-832-1525, Fax: None
Websites
Chief Compliance Officer
EDWARD K RILEY
OWNER
2212 QUEEN ANNE AVENUE NORTH
#931
SEATTLE
WA
United States
Tel:
2068321525
A*************@*******M
(Full email address available in API data)
Regulatory Contact
BRANDY HORNE
COMPLIANCE COORDINATOR
2212 QUEEN ANNE AVENUE NORTH
#931
SEATTLE
WA
United States
Tel:
2068321522
B***********@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RILEY, EDWARD, KING | Individual | – | OWNER AND CHIEF COMPLIANCE OFFICER | 05/2017 | > 75% |