RIALTO WEALTH MANAGEMENT
RIALTO WEALTH MANAGEMENT, LLC Legal Name
Adviser information for RIALTO WEALTH MANAGEMENT last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 594 | $305.2M |
| Non-Discretionary | 13 | $7.2M |
| Total | 607 | $312.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $29.3M |
| HNW Individuals | 79 | $279.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | <5 | $744,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123598 |
|---|---|
| SEC ERA File Number | 801-123598 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319411 |
| Legal Entity Identifier | None |
Principal Office
126 N SALINA ST.SUITE 404
SYRACUSE
NY
United States
Monday - Friday, 8 AM - 5 PM
Tel: 315-992-9129, Fax: None
Chief Compliance Officer
ETHAN D. GILBERT
MEMBER
126 N SALINA ST.
SUITE 404
SYRACUSE
NY
United States
Tel:
315-992-9129
E*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GILBERT, ETHAN, DAVID | Individual | – | MEMBER AND CCO | 02/2022 | 25-50% |
| BARNO, EDWARD, JOHN | Individual | – | MEMBER | 02/2022 | 25-50% |
| ANTONACCI, MICHAEL, L. | Individual | – | MEMBER | 02/2022 | 25-50% |
| SHEEHY RYAN, RACHEL, ALEXA | Individual | – | PARTNER | 01/2023 | < 5% |
| Watson, Jeffrey, Hughes | Individual | – | PARTNER | 08/2023 | < 5% |