RETIREMENT SPECIALTY GROUP, INC.
Adviser information for RETIREMENT SPECIALTY GROUP, INC. last updated from Form ADV on January 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 583 | $26.8M |
| Non-Discretionary | 0 | $0 |
| Total | 583 | $26.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 270 | $24.8M |
| HNW Individuals | <5 | $2.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123599 |
|---|---|
| SEC ERA File Number | 801-123599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313166 |
| Legal Entity Identifier | None |
Principal Office
1125 PERIMETER PARK DRIVESUITE 301
COOKEVILLE
TN
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 931-738-4733, Fax: 931-837-4705
Chief Compliance Officer
D. ANTHONY WRIGHT
1125 PERIMETER PARK DRIVE
SUITE 301
COOKEVILLE
TN
United States
Tel:
931-738-4733
A******@***************************M
(Full email address available in API data)
Regulatory Contact
MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel:
913-707-7366
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Wright, Maria, Christine | Individual | – | CO-OWNER/SECRETARY/TREASURER | 02/2021 | 50-75% |
| WRIGHT, DONALD, ANTHONY | Individual | – | CO-OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/2021 | 50-75% |