CAREY WEALTH MANAGEMENT
CAREY CONSULTING WEALTH MANAGEMENT, INC. Legal Name
Adviser information for CAREY WEALTH MANAGEMENT last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 243 | $126.8M |
| Non-Discretionary | 2 | $4.8M |
| Total | 245 | $131.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $13.5M |
| HNW Individuals | 42 | $110.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 100.1M |
| Portfolio Manager | 100.1M |
| Both for Same | 100.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAREY CONSULTING WRAP PROGRAM | CAREY WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-123607 |
|---|---|
| SEC ERA File Number | 801-123607 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173885 |
| Legal Entity Identifier | None |
Principal Office
2819 CROW CANYON ROADSUITE 101
SAN RAMON
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: (925) 406-4186, Fax: (925) 406-4902
Chief Compliance Officer
JAMIE CAREY
PRESIDENT
2819 CROW CANYON ROAD
SUITE 101
SAN RAMON
CA
United States
Tel:
925-406-4186
J****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAREY, JAMIE, CHRISTOPHER | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 03/2015 | > 75% |