RESOURCE 1, INC.
Adviser information for RESOURCE 1, INC. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 108 | $112.9M |
| Non-Discretionary | 0 | $0 |
| Total | 108 | $112.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $17.1M |
| HNW Individuals | 42 | $70.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $21.4M |
| Charitable organizations | <5 | $3.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123616 |
|---|---|
| SEC ERA File Number | 801-123616 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115816 |
| Legal Entity Identifier | None |
Principal Office
999 WATERSIDE DRSUITE 435
NORFOLK
VA
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 757-616-0600, Fax: 757-965-9368
Websites
Chief Compliance Officer
MICHELLE L HOESLY
PRESIDENT
999 WATERSIDE DR
SUITE 435
NORFOLK
VA
United States
Tel:
757-616-0600
Fax:
757-965-9368
M****@************M
(Full email address available in API data)
Regulatory Contact
SARA GALVIN
ADMINISTRATOR
999 WATERSIDE DR
SUITE 435
NORFOLK
VA
United States
Tel:
757-616-0600
Fax:
757-965-9368
S***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOESLY, MICHELLE, LOUISE | Individual | – | PRESIDENT | 04/2007 | > 75% |
| HOESLY, MICHELLE, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2007 | > 75% |
| HOESLY, MATTHEW, THOMAS | Individual | – | OWNER | 01/2017 | 10-25% |