ATALA FINANCIAL INC
Adviser information for ATALA FINANCIAL INC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 205 | $249.8M |
| Non-Discretionary | 17 | $28.7M |
| Total | 222 | $278.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $2.6M |
| HNW Individuals | 43 | $269.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-123628 |
|---|---|
| SEC ERA File Number | 801-123628 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318371 |
| Legal Entity Identifier | None |
Principal Office
23912 ASPEN WAYCALABASAS
CA
United States
Monday - Friday, 7 AM TO 3 PM
Tel: 310.570.2573, Fax: None
Chief Compliance Officer
SHAWN SHYAMA PATT
23912 ASPEN WAY
CALABASAS
CA
United States
Tel:
818-914-6746
Fax:
3238991214
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PATT, SHAWN, SHYAMA | Individual | – | CEO, CCO | 01/2022 | > 75% |