FINANCIAL PLANNING SERVICES
SCHMIDT, JACOB AARON Legal Name
Adviser information for FINANCIAL PLANNING SERVICES last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 858 | $150.7M |
| Non-Discretionary | 14 | $2.7M |
| Total | 872 | $153.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 391 | $72.4M |
| HNW Individuals | 45 | $70.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $542,608 |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123630 |
|---|---|
| SEC ERA File Number | 801-123630 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121034 |
| Legal Entity Identifier | None |
Principal Office
6920 POINTE INVERNESS WAYSTE 170
FORT WAYNE
IN
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 260-469-3218, Fax: 260-469-3220
Chief Compliance Officer
JACOB SCHMIDT
OWNER
6920 POINTE INVERNESS WAY
SUITE 170
FORT WAYNE
IN
United States
Tel:
2604693218
Fax:
2604693220
J*******@****************M
(Full email address available in API data)
Regulatory Contact
JACOB AARON SCHMIDT
SOLE PROPRIETOR
6920 POINTE INVERNESS WAY
STE 170
FORT WAYNE
IN
United States
Tel:
260-469-3218
Fax:
260-469-3220
J*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHMIDT, JACOB, AARON | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER | 10/2020 | > 75% |