PETERSON FINANCIAL SERVICES LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Colorado, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	160	$105.2M
Non-Discretionary	6	$485,015
Total	166	$105.6M

Clients

Type	Number	RAUM
Individuals	125	$31.4M
HNW Individuals	27	$68.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	6	$4.7M
Charitable organizations	1	$1.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newsletters
Compensation	% of AUMHourly charges
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-123636
SEC ERA File Number	801-123636
SEC CIK Numbers	None
SEC CRD Numbers	106127
Legal Entity Identifier	None

Principal Office

1726 CLARKSON STREET
DENVER
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic