LUMIERE FINANCIAL GROUP LLC
Adviser information for LUMIERE FINANCIAL GROUP LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 202 | $45.0M |
| Non-Discretionary | 0 | $0 |
| Total | 202 | $45.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 115 | $17.1M |
| HNW Individuals | 11 | $27.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsASSET ALLOCATION SERVICES, ADVISORY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123638 |
|---|---|
| SEC ERA File Number | 801-123638 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319171 |
| Legal Entity Identifier | None |
Principal Office
675 THIRD AVENUESUITE 920
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (212) 516-5900, Fax: None
Chief Compliance Officer
TZVETELINA BOTCHOUKOVA
MANAGING DIRECTOR
675 THIRD AVENUE
SUITE 920
NEW YORK
NY
United States
Tel:
(212) 516-5900
L***************@************M
(Full email address available in API data)
Regulatory Contact
ZACHARY BRODY
MANAGING PARTNER
675 THIRD AVENUE
SUITE 920
NEW YORK
NY
United States
Tel:
(212) 516-5900
Z*********@************M
(Full email address available in API data)
Industry Affiliates
| INSURETECH BROKERAGE LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Brody, Zachary, Wyatt | Individual | – | MANAGING PARTNER | 04/2020 | > 75% |
| Botchoukova, Tzvetelina, Gueorguieva | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | 01/2021 | 10-25% |