WEALTHTRAK ADVISORS
WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. Legal Name
Adviser information for WEALTHTRAK ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 647 | $137.9M |
| Non-Discretionary | 26 | $2.7M |
| Total | 673 | $140.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $65.3M |
| HNW Individuals | 42 | $72.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $202,374 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123640 |
|---|---|
| SEC ERA File Number | 801-123640 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160057 |
| Legal Entity Identifier | None |
Principal Office
4536 BONNEY ROADVIRGINIA BEACH
VA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 757-523-1250, Fax: 757-523-2510
Chief Compliance Officer
RONALD CHRISTOPHER WHITED
MANAGING PARTNER
4536 BONNEY ROAD
VIRGINIA BEACH
VA
United States
Tel:
757-523-1250
Fax:
757-523-2510
C****@***************M
(Full email address available in API data)
Regulatory Contact
HOLLY RICE
DIRECTOR OF FIRM OPERATIONS
4536 BONNEY ROAD
VIRGINIA BEACH
VA
United States
Tel:
757-523-1250
Fax:
757-523-2510
H****@***************M
(Full email address available in API data)
Industry Affiliates
| WEALTHTRAK INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITED, RONALD, CHRISTOPHER | Individual | – | MANAGING PARTNER/MEMBER/CHIEF COMPLIANCE OFFICER | 10/2011 | 50-75% |
| WHITED, TRACY, WAYNE | Individual | – | SENIOR PARTNER/MEMBER | 10/2011 | 50-75% |