SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST
SUMMIT FINANCIAL CONSULTING LLC Legal Name
Adviser information for SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,375 | $98.3M |
| Non-Discretionary | 91 | $6.2M |
| Total | 1,466 | $104.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 880 | $89.8M |
| HNW Individuals | 35 | $14.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $250,966 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesREFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-123641 |
|---|---|
| SEC ERA File Number | 801-123641 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126570 |
| Legal Entity Identifier | None |
Principal Office
43409 SCHOENHERR ROADSTERLING HEIGHTS
MI
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 586-226-2100, Fax: 586-226-3584
Websites
www.workingwithpeopleyoutrust.com
www.summitfc.net
www.linkedin.com/pub/kenneth-wink/6/755/594/
www.linkedin.com/in/jamesdwink
www.misocialsecurity.com
www.facebook.com/summitfinancialconsulting
www.kenwink.net
www.jimwink.net
www.robertwink.net
www.linkedin.com/in/robertwinkjr
splashee.thefinancialhq.com/rsvpsummit.com
www.linkedin.com/in/james-baldwin-2223b8180/
www.taxmanagedinvestingmi.com
www.summitgivesback.com/
www.linkedin.com/in/zachary-bachner/
Chief Compliance Officer
KENNETH R. WINK
CHIEF COMPLIANCE OFFICER
43409 SCHOENHERR ROAD
STERLING HEIGHTS
MI
United States
Tel:
586-226-2100
Fax:
586-226-3584
K**@***********T
(Full email address available in API data)
Industry Affiliates
| SUMMIT HEALTH SERVICES LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINK, KENNETH, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2010 | < 5% |
| WINK, ROBERT, LOUIS | Individual | – | CEO, CFO, COO AND CLO | 12/2007 | > 75% |