THE BAHA

BAHA FINANCIAL GROUP, LLC Legal Name

Adviser information for THE BAHA last updated from Form ADV on February 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-123642
SEC ERA File Number 801-123642
SEC CIK Numbers None
SEC CRD Numbers 319316
Legal Entity Identifier None

Principal Office

8111 ASHLANE WAY
THE WOODLANDS
TX
United States
APPOINTMENT ONLY, APPOINTMENT ONLY
Tel: 281-804-5222, Fax: None

Websites

Chief Compliance Officer

ROB SCHNEIDER
8111 ASHLANE WAY
THE WOODLANDS
TX
United States
Tel: (833) 843-2242
(Full email address available in API data)

Regulatory Contact

IVAN BARRETTO
CONSULTANT
13359 NORTH HIGHWAY 183
SUITE 406-649
AUSTIN
TX
United States
Tel: 8337422246
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHNEIDER, ROBERT, DAVID Individual CCO AND MANAGING MEMBER 11/2021 > 75%

No. Employees, Historic

10502022202320241 on 3/8/20221 on 3/8/20221 on 8/3/20221 on 2/27/2023

RAUM, Historic

0002022202320240 on 3/8/20220 on 3/8/20220 on 8/3/20220 on 2/27/2023