MARRICK WEALTH
MARRICK WEALTH, LLC Legal Name
Adviser information for MARRICK WEALTH last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 272 | $139.0M |
| Non-Discretionary | 18 | $8.2M |
| Total | 290 | $147.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $3.0M |
| HNW Individuals | 81 | $142.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123646 |
|---|---|
| SEC ERA File Number | 801-123646 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164758 |
| Legal Entity Identifier | None |
Principal Office
2211 MICHELSON DRIVESUITE 545
IRVINE
CA
United States
Monday - Friday, 8:30AM - 4:30PM PST
Tel: 949.258.9700, Fax: 888.475.7786
Chief Compliance Officer
PATRICK CHU
CO-FOUNDER & WEALTH ADVISOR
2211 MICHELSON DRIVE
SUITE 545
IRVINE
CA
United States
Tel:
949.258.9700
Fax:
888.475.7786
P******@****************M
(Full email address available in API data)
Regulatory Contact
MARTIN MCNAMARA
CO-FOUNDER & WEALTH ADVISOR
2211 MICHELSON DRIVE
SUITE 545
IRVINE
CA
United States
Tel:
949.258.9700
Fax:
888.475.7786
M****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCNAMARA, MARTIN, PATRICK | Individual | – | MEMBER | 06/2012 | 50-75% |
| CHU, PATRICK, LAWRENCE | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 06/2012 | 50-75% |