CROSSPOINT FINANCIAL, LLC
Adviser information for CROSSPOINT FINANCIAL, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 436 | $123.8M |
Non-Discretionary | 0 | $0 |
Total | 436 | $123.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 153 | $48.3M |
HNW Individuals | 68 | $75.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
17822 EAST 17TH STREETSUITE 310
TUSTIN
CA
United States
Monday - Friday, 9-4PM
Tel: 714-617-4463, Fax: None
Websites
Chief Compliance Officer
TU TRAN
PRESIDENT
17822 EAST 17TH STREET
SUITE 310
TUSTIN
CA
United States
Tel:
714-617-4463
T********@***************M
(Full email address available in API data)
Regulatory Contact
KAREN E. SMITH
OFFICE MANAGER
17822 EAST 17TH STREET
SUITE 310
TUSTIN
CA
United States
Tel:
714-617-4492
K************@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TRAN, TU, ANH | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 03/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC | COM | 317K | 2K | – |
AMERICAN CENTY ETF TR | US SML CP VALU | 327K | 4K | – |
APPLE INC | COM | 287K | 1K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 9K | – |
COINBASE GLOBAL INC | COM CL A | 256K | 1K | – |
EAST WEST BANCORP INC | COM | 240K | 3K | – |
ETF SER SOLUTIONS | DEFIANCE NEXT | 1M | 34K | – |
FIRST TR EXCHANGE-TRADED FD | FT VEST GOLD | 222K | 11K | – |
INNOVATOR ETFS TRUST | EQUITY DEFINED | 477K | 19K | – |
INNOVATOR ETFS TRUST | US EQUITY ACCELE | 12M | 361K | – |
ISHARES GOLD TR | ISHARES NEW | 749K | 17K | – |
ISHARES TR | CYBERSECURITY | 2M | 48K | – |
META PLATFORMS INC | CL A | 487K | 965 | – |
MICROSOFT CORP | COM | 366K | 818 | – |
MICROVAST HOLDINGS INC | *W EXP 04/01/202 | 216 | 10K | – |
NEW YORK CMNTY BANCORP INC | COM | 71K | 22K | – |
NVIDIA CORPORATION | COM | 463K | 4K | – |
VANECK ETF TRUST | OIL SERVICES ETF | 1M | 5K | – |