CALLAWAY CAPITAL MANAGEMENT, LLC
Adviser information for CALLAWAY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $129.8M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $129.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $129.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-123652 |
|---|---|
| SEC ERA File Number | 801-123652 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285709 |
| Legal Entity Identifier | 254900NDPYNWQXYGXE37 |
Principal Office
818 18TH AVENUE SOUTHSUITE 925
NASHVILLE
TN
United States
Monday - Friday, 8:00AM TO 6:00PM
Tel: 202-866-0901, Fax: None
Websites
Chief Compliance Officer
WILLIAM WEIR
CHIEF OPERATING OFFICER
818 18TH AVENUE SOUTH
SUITE 925
NASHVILLE
TN
United States
Tel:
(202) 866-0901
W**@**************M
(Full email address available in API data)
Regulatory Contact
DANIEL FREIFELD
PRINCIPAL, MANAGING MEMBER, CHIEF INVESTMENT OFFICER
818 18TH AVENUE SOUTH
SUITE 925
NASHVILLE
TN
United States
Tel:
(202) 866-0901
D**@**************M
(Full email address available in API data)
Industry Affiliates
| FARRAGUT SQUARE GLOBAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CALLAWAY STRATEGIC OPPORTUNITY FUND I, LP | Hedge Fund | $34.0M | $0.1M | 1 |
| FARRAGUT SQUARE GLOBAL MASTER FUND, LP | Hedge Fund | $95.8M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREIFELD, DANIEL, SPENCER | Individual | – | PRINCIPAL, MANAGING MEMBER, CHIEF INVESTMENT OFFICER | 03/2013 | > 75% |
| Weir, William, Hubball | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2016 | 25-50% |