SAVVY

SAVVY ADVISORS, INC. Legal Name

Adviser information for SAVVY last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,137 $351.2M
Non-Discretionary 12 $31.2M
Total 1,149 $382.4M

Clients

Type Number RAUM
Individuals 333 $96.0M
HNW Individuals 92 $275.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.5M
Charitable organizations <5 $4.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 15
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-123656
SEC ERA File Number 801-123656
SEC CIK Numbers 2003633
SEC CRD Numbers 318493
Legal Entity Identifier None

Principal Office

36 EAST 12TH STREET
FLOOR 2
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: 833-745-6789, Fax: None

Chief Compliance Officer

TARA HORNE
2248 PINEHILLS ROAD
15TH FLOOR
RENO
NV
United States
Tel: 212-751-4422
(Full email address available in API data)

Regulatory Contact

AMIR HAR-EL
36 EAST 12TH STREET
FLOOR 2
NEW YORK
NY
United States
Tel: 833-745-6789
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SAVVY WEALTH, INC. Domestic Entity SHAREHOLDER 02/2022 > 75%
MALHOTRA, RITIK, (NMN) Individual CHIEF EXECUTIVE OFFICER 02/2022 < 5%
MALHOTRA, RITIK, (NMN) Individual SAVVY WEALTH, INC. COMMON AND PREFERRED SHAREHOLDER 07/2021 25-50%
HORNE, TARA, NICHOLE Individual CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

20100202220232024202510 on 3/9/202210 on 7/5/202210 on 7/13/202210 on 8/9/202210 on 8/22/202210 on 9/27/202210 on 10/14/202210 on 12/20/202210 on 1/19/202310 on 2/9/202311 on 3/30/202311 on 5/9/202311 on 6/29/202311 on 7/24/202311 on 7/31/202312 on 8/23/202312 on 8/28/202312 on 9/8/202312 on 10/5/202312 on 12/5/202312 on 12/12/202312 on 1/18/202412 on 3/5/202412 on 3/27/2024

RAUM, Historic

400M200M020222023202420250 on 3/9/20220 on 7/5/20220 on 7/13/202225562175 on 8/9/202225562175 on 8/22/202225562175 on 9/27/202225562175 on 10/14/202225562175 on 12/20/202225562175 on 1/19/202325562175 on 2/9/2023114702721 on 3/30/2023114702721 on 5/9/2023114702721 on 6/29/2023114702721 on 7/24/2023114702721 on 7/31/2023114702721 on 8/23/2023114702721 on 8/28/2023114702721 on 9/8/2023114702721 on 10/5/2023114702721 on 12/5/2023114702721 on 12/12/2023114702721 on 1/18/2024114702721 on 3/5/2024382427253 on 3/27/2024

No. Clients, Historic

500250020222023202420250 on 3/9/20220 on 7/5/20220 on 7/13/20228 on 8/9/20228 on 8/22/20228 on 9/27/20228 on 10/14/20228 on 12/20/20228 on 1/19/20238 on 2/9/202397 on 3/30/202397 on 5/9/202397 on 6/29/202397 on 7/24/202397 on 7/31/202397 on 8/23/202397 on 8/28/202397 on 9/8/202397 on 10/5/202397 on 12/5/202397 on 12/12/202397 on 1/18/202497 on 3/5/2024425 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
VANGUARD INDEX FDS S&P 500 ETF SHS 19M 38K
AMGEN INC COM 13M 41K
ISHARES TR CORE TOTAL USD 11M 239K
MICROSOFT CORP COM 8M 18K
ISHARES TR CORE S&P500 ETF 8M 14K
NVIDIA CORPORATION COM 7M 60K
PROCTER AND GAMBLE CO COM 7M 42K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 6M 126K
APPLE INC COM 6M 29K
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 6M 110K
VANGUARD INDEX FDS VALUE ETF 6M 36K
INVESCO QQQ TR UNIT SER 1 5M 10K
SCHWAB STRATEGIC TR US LRG CAP ETF 5M 73K
AMAZON COM INC COM 4M 23K
ISHARES TR CORE US AGGBD ET 4M 39K
ISHARES TR EAFE GRWTH ETF 3M 33K
ISHARES INC CORE MSCI EMKT 3M 62K
ISHARES TR MSCI INTL VLU FT 3M 118K
SELECT SECTOR SPDR TR TECHNOLOGY 3M 14K
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 25K
VANGUARD INDEX FDS SMALL CP ETF 3M 12K
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 2M 54K
CAMBRIA ETF TR CAMBRIA FGN SHR 2M 92K
BROADCOM INC COM 2M 2K
ISHARES TR CORE MSCI EAFE 2M 33K
VANGUARD INDEX FDS GROWTH ETF 2M 6K
META PLATFORMS INC CL A 2M 4K
JPMORGAN CHASE & CO. COM 2M 11K
ISHARES TR TRS FLT RT BD 2M 41K
ISHARES TR NATIONAL MUN ETF 2M 19K
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 53K
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K
SCHWAB STRATEGIC TR FUNDAMENTAL US L 2M 29K
INTEL CORP COM 2M 63K
SPDR SER TR PRTFLO S&P500 GW 2M 24K
ALPHABET INC CAP STK CL A 2M 10K
WALMART INC COM 2M 26K
SPDR S&P 500 ETF TR TR UNIT 2M 3K
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 22K
SPDR INDEX SHS FDS PORTFOLIO EMG MK 2M 44K
ALPHABET INC CAP STK CL C 2M 9K
ELI LILLY & CO COM 2M 2K
VANGUARD BD INDEX FDS LONG TERM BOND 2M 22K
ISHARES TR RUS 1000 GRW ETF 1M 4K
PROLOGIS INC. COM 1M 13K
SCHWAB STRATEGIC TR US TIPS ETF 1M 27K
HOME DEPOT INC COM 1M 4K
ISHARES TR SHRT NAT MUN ETF 1M 13K
SPDR SER TR PORTFOLIO LN TSR 1M 50K
EXXON MOBIL CORP COM 1M 12K
VANGUARD INDEX FDS MID CAP ETF 1M 6K
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 17K
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 1M 12K
SCHWAB STRATEGIC TR US SML CAP ETF 1M 27K
VANGUARD BD INDEX FDS INTERMED TERM 1M 17K
EMERSON ELEC CO COM 1M 11K
ISHARES TR CORE S&P MCP ETF 1M 21K
TESLA INC COM 1M 6K
ISHARES TR GRWT ALLOCAT ETF 1M 21K
ETFS GOLD TR PHYSCL GOLD SHS 1M 52K
ISHARES TR YLD OPTIM BD 1M 52K
ISHARES TR RUSSELL 2000 ETF 1M 6K
SPDR SER TR NUVEEN BLMBRG MU 1M 24K
VISA INC COM CL A 1M 4K
SCHWAB STRATEGIC TR SHT TM US TRES 1M 23K
CAMBRIA ETF TR EMRG SHAREHLDR 1M 32K
MASTERCARD INCORPORATED CL A 1M 2K
ISHARES TR MSCI INDIA ETF 1M 19K
ABBVIE INC COM 1M 6K
VERIZON COMMUNICATIONS INC COM 1M 25K
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 1M 20K
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 9K
FIRST TR VALUE LINE DIVID IN SHS 1M 25K
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 1M 12K
SPDR GOLD TR GOLD SHS 963K 4K
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 962K 20K
PACER FDS TR US CASH COWS 100 946K 17K
THERMO FISHER SCIENTIFIC INC COM 943K 2K
ORACLE CORP COM 940K 7K
ISHARES GOLD TR ISHARES NEW 930K 21K
CISCO SYS INC COM 918K 19K
VANGUARD WELLINGTON FD SHORT TRM TAX EX 890K 9K
ISHARES INC MSCI GBL ETF NEW 890K 22K
ADVANCED MICRO DEVICES INC COM 883K 5K
SCHWAB STRATEGIC TR MUN BD ETF 881K 17K
COLUMBIA ETF TR II EM CORE EX ETF 843K 26K
ISHARES TR MSCI EAFE ETF 840K 11K
AVALONBAY CMNTYS INC COM 830K 4K
SPDR SER TR PORTFOLIO S&P500 811K 13K
RTX CORPORATION COM 811K 8K
UNITEDHEALTH GROUP INC COM 809K 2K
ISHARES TR ESG AWR MSCI USA 795K 7K
BLACKROCK ETF TRUST II INTERMEDIA MUNI 793K 34K
ADOBE INC COM 781K 1K
FIDELITY COVINGTON TRUST MSCI INFO TECH I 770K 4K
MERCK & CO INC COM 760K 6K
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 742K 14K
ISHARES TR ISHS 1-5YR INVS 728K 14K
ISHARES TR RUS 1000 ETF 712K 2K
NEXTERA ENERGY INC COM 703K 10K
ISHARES TR MSCI USA QLT FCT 696K 4K
SALESFORCE INC COM 685K 3K
INTERNATIONAL BUSINESS MACHS COM 672K 4K
DOW INC COM 671K 13K
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 668K 32K
CATERPILLAR INC COM 667K 2K
CONOCOPHILLIPS COM 666K 6K
CHEVRON CORP NEW COM 652K 4K
JOHNSON & JOHNSON COM 637K 4K
ABBOTT LABS COM 636K 6K
COSTCO WHSL CORP NEW COM 628K 739
VANGUARD MUN BD FDS TAX EXEMPT BD 623K 12K
ISHARES TR CORE S&P SCP ETF 608K 6K
VANGUARD SCOTTSDALE FDS TOTAL CORP BND 606K 8K
DISNEY WALT CO COM 606K 6K
SCHWAB STRATEGIC TR US MID-CAP ETF 606K 8K
SELECT SECTOR SPDR TR ENERGY 605K 7K
ACCENTURE PLC IRELAND SHS CLASS A 598K 2K
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 597K 14K
PFIZER INC COM 595K 21K
SCHWAB STRATEGIC TR US BRD MKT ETF 592K 9K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 587K 13K
SPDR SER TR PRTFLO S&P500 VL 586K 12K
DOMINOS PIZZA INC COM 578K 1K
SPDR SER TR PORTFOLIO S&P600 576K 14K
PHILLIPS 66 COM 566K 4K
AGNC INVT CORP COM 563K 59K
WASTE MGMT INC DEL COM 560K 3K
ANNALY CAPITAL MANAGEMENT IN COM NEW 558K 29K
ISHARES TR 0-5 YR TIPS ETF 550K 6K
ISHARES TR US INFRASTRUC 549K 13K
ISHARES TR HIGH YLD SYSTM B 547K 12K
ISHARES TR IBOXX INV CP ETF 537K 5K
DIMENSIONAL ETF TRUST US CORE EQUITY 2 530K 16K
SPDR SER TR PORTFOLIO INTRMD 525K 16K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 522K 11K
MARRIOTT INTL INC NEW CL A 521K 2K
SCHWAB STRATEGIC TR INTL SCEQT ETF 520K 15K
CITIGROUP INC COM NEW 520K 8K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 517K 3K
VANGUARD INDEX FDS TOTAL STK MKT 511K 2K
BLACKROCK ETF TRUST US CARBON TRANS 495K 8K
VANGUARD SCOTTSDALE FDS INT-TERM CORP 494K 6K
COCA COLA CO COM 482K 8K
TEXAS INSTRS INC COM 480K 2K
SERVICENOW INC COM 474K 602
ISHARES TR S&P 500 VAL ETF 472K 3K
AUTOMATIC DATA PROCESSING IN COM 468K 2K
CONSTELLATION ENERGY CORP COM 462K 2K
VANGUARD INDEX FDS REAL ESTATE ETF 461K 6K
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 459K 13K
ISHARES TR MSCI EMG MKT ETF 459K 11K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 455K 6K
ARM HOLDINGS PLC SPONSORED ADS 455K 3K
SCHWAB STRATEGIC TR US LCAP VA ETF 455K 6K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 455K 17K
NETFLIX INC COM 448K 664
CVR PARTNERS LP COM 448K 6K
ISHARES TR U.S. TECH ETF 445K 3K
FIDELITY COVINGTON TRUST HIGH DIVID ETF 444K 9K
ISHARES TR SP SMCP600VL ETF 443K 5K
T ROWE PRICE ETF INC QM US BOND ETF 435K 10K
SELECT SECTOR SPDR TR SBI HEALTHCARE 434K 3K
VANGUARD WHITEHALL FDS INTL HIGH ETF 427K 6K
SCHWAB STRATEGIC TR INT-TRM U.S TRES 416K 9K
VANECK ETF TRUST IG FLOATING RATE 413K 16K
MCDONALDS CORP COM 413K 2K
SUPER MICRO COMPUTER INC COM 410K 500
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 402K 2K
FIRST TR EXCHANGE-TRADED FD WTR ETF 402K 4K
ISHARES TR CORE MSCI INTL 401K 6K
BANK AMERICA CORP COM 399K 10K
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 396K 5K
NORTHERN LTS FD TR IV INSPIRE 100 ETF 395K 10K
ISHARES TR S&P 500 GRWT ETF 388K 4K
PHILIP MORRIS INTL INC COM 385K 4K
STARBUCKS CORP COM 382K 5K
VANGUARD INDEX FDS LARGE CAP ETF 377K 2K
VANGUARD INDEX FDS SM CP VAL ETF 373K 2K
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 372K 4K
VISTRA CORP COM 370K 4K
INTUIT COM 368K 560
STRYKER CORPORATION COM 364K 1K
NIKE INC CL B 363K 5K
T ROWE PRICE ETF INC ULTRA SHRT TRM 362K 7K
ISHARES TR ESG AWARE MSCI 359K 9K
GOLDMAN SACHS GROUP INC COM 355K 784
AMERICAN ELEC PWR CO INC COM 352K 4K
EATON CORP PLC SHS 344K 1K
ECOLAB INC COM 344K 1K
ISHARES TR ESG AWR US AGRGT 343K 7K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 343K 2K
ISHARES TR MSCI KLD400 SOC 343K 3K
INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 341K 14K
NU HLDGS LTD ORD SHS CL A 341K 26K
ISHARES TR AGGRES ALLOC ETF 340K 5K
T-MOBILE US INC COM 339K 2K
SMITH A O CORP COM 335K 4K
LINDE PLC SHS 327K 745
AMERICAN CENTY ETF TR INTL SMCP VLU 317K 5K
ISHARES TR ESG MSCI USA ETF 315K 7K
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 315K 5K
NOVO-NORDISK A S ADR 315K 2K
AMERICAN EXPRESS CO COM 313K 1K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 310K 7K
LOCKHEED MARTIN CORP COM 309K 662
FREEPORT-MCMORAN INC CL B 307K 6K
ISHARES TR JPMORGAN USD EMG 307K 3K
UNION PAC CORP COM 305K 1K
BLACKROCK ETF TRUST II SHORT TERM CALIF 302K 6K
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 298K 5K
PARKER-HANNIFIN CORP COM 295K 584
GE AEROSPACE COM NEW 293K 2K
EXELON CORP COM 293K 8K
SPDR INDEX SHS FDS GLB NAT RESRCE 287K 5K
NASDAQ INC COM 287K 5K
FRANKLIN TEMPLETON ETF TR INTL COR DIV TIL 287K 9K
INTERCONTINENTAL EXCHANGE IN COM 286K 2K
SCHWAB STRATEGIC TR US AGGREGATE B 285K 6K
PEPSICO INC COM 285K 2K
ISHARES TR ISHARES SEMICDTR 285K 1K
PALO ALTO NETWORKS INC COM 284K 839
INVESCO EXCH TRADED FD TR II SR LN ETF 283K 13K
FORD MTR CO DEL COM 281K 22K
SYNOPSYS INC COM 281K 472
BOEING CO COM 275K 2K
ISHARES TR EAFE SML CP ETF 271K 4K
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 271K 10K
ISHARES TR 10-20 YR TRS ETF 267K 3K
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 267K 2K
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 266K 7K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 263K 2K
ISHARES TR EAFE VALUE ETF 260K 5K
QUALCOMM INC COM 260K 1K
FRANKLIN RESOURCES INC COM 259K 12K
ISHARES TR MBS ETF 257K 3K
NUSHARES ETF TR NUVEEN ESG SMLCP 255K 6K
ISHARES TR USD INV GRDE ETF 255K 5K
ISHARES TR RUS MID CAP ETF 254K 3K
COLGATE PALMOLIVE CO COM 251K 3K
PAYCHEX INC COM 249K 2K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 247K 4K
WISDOMTREE TR US SMALLCAP FUND 247K 5K
LAM RESEARCH CORP COM 245K 230
MARSH & MCLENNAN COS INC COM 245K 1K
KINDER MORGAN INC DEL COM 243K 12K
CROWDSTRIKE HLDGS INC CL A 243K 634
EQUITY RESIDENTIAL SH BEN INT 243K 3K
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 242K 3K
BLACKROCK INC COM 241K 307
SCHWAB STRATEGIC TR US REIT ETF 240K 12K
ZOETIS INC CL A 239K 1K
MOTOROLA SOLUTIONS INC COM NEW 239K 619
SCHWAB CHARLES CORP COM 238K 3K
EDISON INTL COM 237K 3K
DIMENSIONAL ETF TRUST CORE FIXED INCOM 236K 6K
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 236K 12K
AMERICAN TOWER CORP NEW COM 236K 1K
COMCAST CORP NEW CL A 234K 6K
PNC FINL SVCS GROUP INC COM 232K 1K
ISHARES TR ESG ADV TTL USD 232K 5K
GALLAGHER ARTHUR J & CO COM 232K 894
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 232K 5K
MORGAN STANLEY COM NEW 229K 2K
AFLAC INC COM 229K 3K
APPLIED MATLS INC COM 228K 966
ENTERPRISE PRODS PARTNERS L COM 227K 8K
PRUDENTIAL FINL INC COM 225K 2K
DIMENSIONAL ETF TRUST SHORT DURATION F 225K 5K
WISDOMTREE TR ITL HIGH DIV FD 224K 6K
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 223K 8K
FIRST TR EXCHNG TRADED FD VI FT VEST UQ EQT 223K 5K
VANGUARD WORLD FD COMM SRVC ETF 222K 2K
UNITED PARCEL SERVICE INC CL B 222K 2K
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 222K 3K
ILLINOIS TOOL WKS INC COM 222K 935
DBX ETF TR XTRACK MSCI EAFE 220K 5K
MORGAN STANLEY ETF TRUST PARAMETRIC HEDGE 220K 8K
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 220K 4K
DANAHER CORPORATION COM 216K 865
ISHARES TR MSCI LW CRB TG 215K 1K
FLEXSHARES TR STOX GBL ESG SLT 215K 1K
LEIDOS HOLDINGS INC COM 210K 1K
BLACKSTONE INC COM 209K 2K
FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 209K 9K
KRANESHARES TRUST KFA MOUNT LUCAS 208K 7K
DIMENSIONAL ETF TRUST GLOBAL CR ETF 206K 4K
GENERAL MLS INC COM 204K 3K
ISHARES TR RUS 1000 VAL ETF 203K 1K
ROPER TECHNOLOGIES INC COM 202K 359
DIAMONDBACK ENERGY INC COM 201K 1K
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 201K 3K
GROWGENERATION CORP COM 165K 77K
LLOYDS BANKING GROUP PLC SPONSORED ADR 50K 18K
ORAMED PHARMACEUTICALS INC COM NEW 48K 19K
NETWORK-1 TECHNOLOGIES INC COM 28K 16K
MONDEE HOLDINGS INC CLASS A COM 24K 10K
AMARIN CORP PLC SPONS ADR NEW 10K 15K
KULR TECHNOLOGY GROUP INC COM 5K 12K
SYSTEM1 INC *W EXP 99/99/999 947 17K