JOEL ADAMS AND ASSOCIATES INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	North Carolina, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	925	$244.4M
Non-Discretionary	0	$0
Total	925	$244.4M

Clients

Type	Number	RAUM
Individuals	194	$51.6M
HNW Individuals	59	$168.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.1M
Charitable organizations	5	$23.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$251,583
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	244.4M

Portfolio Manager to Program	Sponsor
ADAMS AND ASSOCIATES WRAP FEE PROGRAM	JOEL ADAMS AND ASSOCIATES INC.

Identifiers

SEC RIA File Number	801-123660
SEC ERA File Number	801-123660
SEC CIK Numbers	None
SEC CRD Numbers	319379
Legal Entity Identifier	None

Principal Office

545 MERRIMON AVENUE
ASHEVILLE
NC
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic