ARTA FINANCE
ARTA FINANCE WEALTH MANAGEMENT, LLC Legal Name
Adviser information for ARTA FINANCE last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 98 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,318 | $45.8M |
| Non-Discretionary | 1,318 | $89.1M |
| Total | 2,636 | $134.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1,318 | $134.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 1500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123662 |
|---|---|
| SEC ERA File Number | 801-123662 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318714 |
| Legal Entity Identifier | None |
Principal Office
153 CASTRO STREETSUITE 200
MOUNTAIN VIEW
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 650-318-3898, Fax: None
Websites
instagram.com/arta_finance
twitter.com/arta_finance
artafinance.com
www.linkedin.com/company/74930905
www.tiktok.com/@artafinance?_t=8l48ux2mn7q&_r=1
www.facebook.com/artafinance
www.youtube.com/@artafinance
podcasts.apple.com/us/podcast/arta-spotlight-live-long-prosper/id1714682276
open.spotify.com/show/2qudx0klhkpkyjqr6scwd0
Chief Compliance Officer
MITCH AVNET
40 EXCHANGE PLACE
SUITE 402
NEW YORK
NY
United States
Tel:
(724) 822-6388
M*****@******************M
(Full email address available in API data)
Regulatory Contact
DAVID WILKINSON
HEAD OF COMPLIANCE
153 CASTRO STREET
SUITE 200
MOUNTAIN VIEW
CA
United States
Tel:
(510) 682-8986
D*********@**************M
(Full email address available in API data)
Industry Affiliates
| ARTA FINANCE CLUB LLC | Other investment adviser, including financial planners |
| ARTA FINANCE INSURANCE LLC | Insurance company or agency |
| ARTA WEALTH MANAGEMENT PTE. LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAPIRO, DAVID, JON | Individual | – | SECRETARY | 07/2021 | 5-10% |
| LIN, FELIX | Individual | – | PRESIDENT | 07/2021 | 5-10% |
| SENGUPTA, CAESAR | Individual | – | CEO | 07/2021 | 5-10% |
| AVNET, MITCHELL, STEVEN | Individual | – | CCO | 01/2022 | < 5% |