PHILLIPS RAY CAPITAL MANAGEMENT, INC.
Adviser information for PHILLIPS RAY CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 82 | $75.1M |
| Non-Discretionary | 28 | $15.5M |
| Total | 110 | $90.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $799,523 |
| HNW Individuals | 98 | $87.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Principal Office
2727 W 7TH STREETSUITE 220
FORT WORTH
TX
United States
Monday - Friday, 8:00 - 5:00
Tel: 817-338-4223, Fax: 817-870-2890
Websites
Chief Compliance Officer
BRIAN PHILLIPS
PRESIDENT
2727 W 7TH STREET
SUITE 220
FORT WORTH
TX
United States
Tel:
817-338-4223
Fax:
817-870-2890
B********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHILLIPS, BRIAN, MICHAEL | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER & DIRECTOR | 05/2002 | > 75% |