KROPOG FINANCIAL GROUP, LLC
Adviser information for KROPOG FINANCIAL GROUP, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 456 | $111.6M |
| Non-Discretionary | 4 | $5.6M |
| Total | 460 | $117.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 184 | $34.1M |
| HNW Individuals | 109 | $74.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.6M |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 625,617 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KROPOG FINANCIAL WRAP FEE PROGRAM | KROPOG FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-123679 |
|---|---|
| SEC ERA File Number | 801-123679 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282747 |
| Legal Entity Identifier | None |
Principal Office
2895 HIGHWAY 190 STE 205MANDEVILLE
LA
United States
Monday - Friday, 8:00 - 4:00
Tel: (985) 727-6724, Fax: (985) 800-0124
Chief Compliance Officer
JIM KROPOG
PRESIDENT
2895 HIGHWAY 190 SUITE 205
MANDEVILLE
LA
United States
Tel:
(985) 727-6724
Fax:
(985) 727-6701
J**@***********************M
(Full email address available in API data)
Regulatory Contact
RYAN KROPOG
VICE PRESIDENT
2895 HIGHWAY 190 SUITE 205
MANDEVILLE
LA
United States
Tel:
(985) 727-6724
Fax:
(985) 727-6701
R***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KROPOG, JAMES, JOHN | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 02/2016 | 50-75% |
| KROPOG, RYAN, CHRISTOPHER | Individual | – | VICE PRESIDENT | 02/2016 | 25-50% |