GATES PASS ADVISORS, LLC
Adviser information for GATES PASS ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 241 | $149.3M |
| Non-Discretionary | 2 | $2.0M |
| Total | 243 | $151.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $24.4M |
| HNW Individuals | 37 | $126.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123686 |
|---|---|
| SEC ERA File Number | 801-123686 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269983 |
| Legal Entity Identifier | None |
Principal Office
280 2ND STREET, SUITE 280LOS ALTOS
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 650-797-0280, Fax: 650-209-4696
Chief Compliance Officer
K. ESTHER SZABO
FOUNDER & CEO
280 2ND STREET
SUITE 280
LOS ALTOS
CA
United States
Tel:
650-797-0280
Fax:
650-209-4696
E*****@********************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SZABO-CUMMINGS, KANAKA, ESTHER | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 06/2015 | > 75% |