NERAD + DEPPE WEALTH MANAGEMENT
NDWM LLC Legal Name
Adviser information for NERAD + DEPPE WEALTH MANAGEMENT last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 616 | $133.9M |
Non-Discretionary | 0 | $0 |
Total | 616 | $133.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 113 | $36.7M |
HNW Individuals | 69 | $97.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
4250 EXECUTIVE SQUARESUITE 545
LA JOLLA
CA
United States
Monday - Friday, 9AM TO 5:00PM
Tel: 858-457-1325, Fax: 858-457-1374
Websites
Chief Compliance Officer
RICHARD NERAD
MANAGING MEMBER
4250 EXECUTIVE SQUARE
SUITE 545
LA JOLLA
CA
United States
Tel:
858-457-1325
Fax:
858-457-1374
R***@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NERAD, RICHARD, EDWARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2020 | 50-75% |
DEPPE, STEVEN, JAMES | Individual | – | MANAGING MEMBER | 04/2020 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPS ETF TR | EQUAL SEC ETF | 536K | 5K | – |
APPLE INC | COM | 698K | 3K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
BOEING CO | COM | 223K | 1K | – |
CAMPBELL SOUP CO | COM | 213K | 5K | – |
DIREXION SHS ETF TR | DIREXION HCM | 665K | 20K | – |
ELI LILLY & CO | COM | 259K | 286 | – |
INVESCO EXCH TRADED FD TR II | NY AMT FRE MUN | 675K | 29K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 5M | 33K | – |
INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
ISHARES TR | 0-5YR HI YL CP | 267K | 6K | – |
ISHARES TR | 0-5YR INVT GR CP | 1M | 30K | – |
ISHARES TR | 1 3 YR TREAS BD | 1M | 14K | – |
ISHARES TR | 20 YR TR BD ETF | 4M | 40K | – |
ISHARES TR | CALIF MUN BD ETF | 423K | 7K | – |
ISHARES TR | CORE S&P500 ETF | 38M | 70K | – |
ISHARES TR | CORE US AGGBD ET | 903K | 9K | – |
ISHARES TR | NEW YORK MUN ETF | 672K | 13K | – |
ISHARES TR | RUS 2000 VAL ETF | 504K | 3K | – |
ISHARES TR | SP SMCP600VL ETF | 3M | 29K | – |
MICROSOFT CORP | COM | 375K | 838 | – |
PROSHARES TR | ULTRASHORT TECHN | 168K | 15K | – |
SELECT SECTOR SPDR TR | ENERGY | 273K | 3K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 19K | – |
SERVICENOW INC | COM | 2M | 2K | – |
SPDR GOLD TR | GOLD SHS | 614K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 4M | 7K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 16M | 173K | – |
SPDR SER TR | BLOOMBERG 3-12 M | 18M | 178K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 344K | 19K | – |
TESLA INC | COM | 697K | 4K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 227K | 453 | – |
WISDOMTREE TR | US EFFICIENT COR | 3M | 79K | – |