MWS CAPITAL CONSULTANTS LLC
Adviser information for MWS CAPITAL CONSULTANTS LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 322 | $117.5M |
| Non-Discretionary | 82 | $8.1M |
| Total | 404 | $125.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $15.0M |
| HNW Individuals | 50 | $95.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $9.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $5.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123695 |
|---|---|
| SEC ERA File Number | 801-123695 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125061 |
| Legal Entity Identifier | None |
Principal Office
1531 HUNTINGTON DRIVEGLENVIEW
IL
United States
Monday - Friday, 8AM-5PM
Tel: 773-412-4302, Fax: 847-934-1990
Chief Compliance Officer
MATTHEW W SHAPIRO
CHIEF COMPLIANCE OFFICER
1531 HUNTINGTON DRIVE
GLENVIEW
IL
United States
Tel:
7734124302
M*******@*************M
(Full email address available in API data)
Regulatory Contact
MATTHEW W. SHAPIRO
PRESIDENT
1531 HUNTINGTON DRIVE
GLENVIEW
IL
United States
Tel:
773-412-4302
Fax:
847-934-1990
M*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAPIRO, MATTHEW, WAYNE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2003 | > 75% |