BANCOLOMBIA CAPITAL ADVISERS LLC
Adviser information for BANCOLOMBIA CAPITAL ADVISERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $22.6M |
| Non-Discretionary | 8 | $140.0M |
| Total | 46 | $162.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $2.0M |
| HNW Individuals | 8 | $6.5M |
| Banking or thrift institutions | 1 | $95.1M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $6.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 26 | $52.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 57.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DELEGADO AM DISCRETIONARY WRAP UP | BANCOLOMBIA CAPITAL ADVISERS LLC |
| NON-DISCRETIONARY WRAP UP | BANCOLOMBIA CAPITAL ADVISERS LLC |
| SMA | BANCOLOMBIA CAPITAL ADVISERS LLC |
| MODEL PORTFOLIOS | BANCOLOMBIA CAPITAL ADVISERS LLC |
Identifiers
| SEC RIA File Number | 801-123719 |
|---|---|
| SEC ERA File Number | 801-123719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317663 |
| Legal Entity Identifier | None |
Principal Office
1221 BRICKELL AVENUESUITE 2010
MIAMI
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 786-551-9122, Fax: 786-551-9495
Websites
Chief Compliance Officer
PHILIPPE GONZALES
AML OFFICER
1221 BRICKELL AVE
SUITE 2010
MIAMI
FL
United States
Tel:
786-551-9178
Fax:
786-551-9495
P********@*********************M
(Full email address available in API data)
Regulatory Contact
JUAN FELIPE GIRALDO
CEO
1221 BRICKELL AVENUE
SUITE 2010
MIAMI
FL
United States
Tel:
786-551-9213
Fax:
786-551-9495
J**@*********************M
(Full email address available in API data)
Industry Affiliates
| BANCA DE INVERSI�N BANCOLOMBIA S.A. CORPORACI�N FINANCIERA | Banking or thrift institution |
| BANCO AGR�COLA S.A. | Banking or thrift institution |
| BANCOLOMBIA CAPITAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BANCOLOMBIA PANAM� S.A. | Banking or thrift institution |
| BANCOLOMBIA PUERTO RICO INTERNACIONAL INC. | Banking or thrift institution |
| BANCOLOMBIA S.A. | Banking or thrift institution |
| BANISTMO S.A. | Banking or thrift institution |
| FIDUCIARIA BANCOLOMBIA S.A. SOCIEDAD FIDUCIARIA | Trust companySponsor, GP, manager of pooled investment vehicles |
| VALORES BANAGR�COLA S.A. DE C.V. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VALORES BANCOLOMBIA S.A. COMISIONISTA DE BOLSA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor, GP, manager of pooled investment vehicles |
| VALORES BANISTMO S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIRALDO, JUAN, FELIPE | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2022 | < 5% |
| BANCOLOMBIA CAPITAL HOLDINGS USA LLC | Domestic Entity | – | DIRECT OWNER / HOLDING COMPANY | 09/2021 | > 75% |
| VALORES BANCOLOMBIA S.A. | Foreign Entity | BANCOLOMBIA CAPITAL HOLDINGS USA LLC | INDIRECT OWNER / MEMBER | 09/2021 | > 75% |
| BANCOLOMBIA S.A. | Foreign Entity | VALORES BANCOLOMBIA S.A. | SHAREHOLDER | 05/1991 | > 75% |
| GONZALES, PHILIPPE, ROGER | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |