MERCATOR PARTNERS
MERCATOR MANAGEMENT (USA) LP Legal Name
Adviser information for MERCATOR PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $278.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $278.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $278.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123730 |
|---|---|
| SEC ERA File Number | 801-123730 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318911 |
| Legal Entity Identifier | None |
Principal Office
92 NASSAU STREET4TH FLOOR
PRINCETON
NJ
United States
Monday - Friday, 9AM - 5PM
Tel: 347-753-2779, Fax: None
Chief Compliance Officer
RYAN KUS
92 NASSAU STREET
4TH FLOOR
PRINCETON
NJ
United States
Tel:
(203) 243-3745
R*******@*******************M
(Full email address available in API data)
Regulatory Contact
MARTIN FRANSSON
HEAD OF PRIMARY RESEARCH
92 NASSAU STREET
4TH FLOOR
PRINCETON
NJ
United States
Tel:
(347) 753-2779
M**************@*******************M
(Full email address available in API data)
Industry Affiliates
| MERCATOR CONVERGENCE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MERCATOR CONVERGENCE FUND, LP | Hedge Fund | $239.7M | $1.0M | 2 |
| SMID ENERGY TRANSITION FUND LP | Hedge Fund | $38.4M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOBART, SCOTT, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 01/2019 | 25-50% |
| FRANSSON, MARTIN | Individual | – | HEAD OF PRIMARY RESEARCH | 01/2019 | 10-25% |
| KUS, RYAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 08/2022 | 5-10% |
| Cross, Matthew, Charles | Individual | – | ANALYST | 01/2019 | 25-50% |