CARMANDALIAN FINANCIAL GROUP, LLC
Adviser information for CARMANDALIAN FINANCIAL GROUP, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 176 | $113.5M |
| Non-Discretionary | 0 | $0 |
| Total | 176 | $113.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $11.2M |
| HNW Individuals | 30 | $96.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $371,113 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 84.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CARMANDALIAN FINANCIAL GROUP WRAP FEE PROGRAM | CARMANDALIAN FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-123754 |
|---|---|
| SEC ERA File Number | 801-123754 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292458 |
| Legal Entity Identifier | None |
Principal Office
2829 TOWNSGATE RDSUITE 100
WESTLAKE VILLAGE
CA
United States
Monday - Friday, 7:30 AM - 4:00 PM
Tel: 818-707-5304, Fax: 805-366-3481
Websites
Chief Compliance Officer
STEVE CARMANDALIAN
OWNER
2829 TOWNSGATE RD
SUITE 100
WESTLAKE
CA
United States
Tel:
818-707-5304
S****@*************M
(Full email address available in API data)
Regulatory Contact
ERIKA GHAFFARI
SENIOR OPERATIONS MANAGER
2829 TOWNSGATE RD
SUITE 100
WESTLAKE
CA
United States
Tel:
805-322-4729
E****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARMANDALIAN, STEVEN | Individual | – | OWNER & CHIEF COMPLIANCE OFFICER | 01/2018 | > 75% |