LONSDALE INVESTMENT MANAGEMENT, LLC
Adviser information for LONSDALE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $76.4M |
| Non-Discretionary | 1 | $25.4M |
| Total | 8 | $101.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $101.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123757 |
|---|---|
| SEC ERA File Number | 801-123757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316847 |
| Legal Entity Identifier | None |
Principal Office
335 MADISON AVE.SUITE #: 5B
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 929-499-9817, Fax: None
Chief Compliance Officer
SALEEMAH AHAMED
335 MADISON AVE.
SUITE #: 5B
NEW YORK
NY
United States
Tel:
917-476-8632
S*******@*************M
(Full email address available in API data)
Regulatory Contact
KAMAL JAFARNIA
335 MADISON AVE.
SUITE 5B
NEW YORK
NY
United States
Tel:
713-927-8082
K****@*************M
(Full email address available in API data)
Industry Affiliates
| OPTO BEDROCK GP 2022, LLC | Sponsor, GP, manager of pooled investment vehicles |
| OPTO CUSTOM GP 2023, LLC | Sponsor, GP, manager of pooled investment vehicles |
| OPTO INVESTMENTS (MIDDLE EAST) LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIT HP IX, LLC | Private Equity Fund | $7.9M | $0.1M | 4 |
| LIT HSIP V, LLC | Securitized Asset Fund | $12.1M | $0.1M | 7 |
| LIT MULTI MANAGER VC FUND, LLC | Venture Capital Fund | $18.4M | $0.1M | 6 |
| LIT SPT IX LLC | Private Equity Fund | $8.2M | $0.1M | 3 |
| LIT TACORA CAPITAL I LLC | Private Equity Fund | $9.8M | $0.1M | 9 |
| LIT TRE IV, LLC | Real Estate Fund | $9.7M | $0.1M | 3 |
| LIT VISTA EQUITY PARTNERS VIII, LLC | Private Equity Fund | $10.4M | $0.1M | 7 |
| WAYPOINT PRIVATE ACCESS FUND L.P. | Private Equity Fund | $25.4M | $0.3M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALONE, MATTHEW, David | Individual | – | PRESIDENT | 03/2021 | < 5% |
| JAFARNIA, KAMAL, (NMN) | Individual | – | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 03/2021 | < 5% |
| OPTO INVESTMENTS, INC. | Domestic Entity | – | OWNER | 03/2021 | > 75% |
| AHAMED, SALEEMAH, HASSANALI | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |