Hedge Fund Database

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Adviser information for PREVAIL INNOVATIVE WEALTH ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 31
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 21
Licensed Agents of an Insurance Company 14
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,183 $367.6M
Non-Discretionary 18 $12.1M
Total 1,201 $379.7M

Clients

Type Number RAUM
Individuals 317 $72.9M
HNW Individuals 81 $254.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $48.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersVARIABLE ANNUITY & LIFE SUB-ACCOUNT MANAGEMENT
Compensation % of AUMFixed feesCommissions
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 333.3M
Portfolio Manager to Program Sponsor
PREVAIL INNOVATIVE WEALTH ADVISORS ASSET MANAGEMENT AND ALLOCATION PROGRAM PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Identifiers

SEC RIA File Number 801-123758
SEC ERA File Number 801-123758
SEC CIK Numbers 1989941
SEC CRD Numbers 288641
Legal Entity Identifier None

Principal Office

4745 W. 136TH STREET
LEAWOOD
KS
United States
Monday - Friday, 8AM-5PM
Tel: 913-295-9500, Fax: 913-689-2444

Websites

www.facebook.com/prevailiws www.linkedin.com/company/prevailiws www.youtube.com/@prevailinnovativewealthstr4181 www.instagram.com/prevailiws prevailiws.com twitter.com/prevailiws

Chief Compliance Officer

ANDREW STAFFORD
PRESIDENT AND MEMBER
4745 W. 136TH STREET
LEAWOOD
KS
United States
Tel: 913-295-9500
(Full email address available in API data)

Regulatory Contact

MICHAEL L. SANCHEZ
COMPLIANCE SUPERVISOR
4745 W. 136TH STREET
LEAWOOD
KS
United States
Tel: 913-295-9500
(Full email address available in API data)

Industry Affiliates

PREVAIL ALTERNATIVE ASSETS, LLC Sponsor or syndicator of limited partnerships
PREVAIL REAL ESTATE OPPORTUNIES, LLC Sponsor or syndicator of limited partnerships
PREVAIL STRATEGIES LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LAWING, BRADLEY, CHRISTOPHER Individual – VICE PRESIDENT AND MEMBER 05/2017 25-50%
STAFFORD, ANDREW, FRANKLIN Individual – CHIEF COMPLIANCE OFFICER, PRESIDENT AND MEMBER 08/2017 10-25%
RENFRO, HEATHER, ANN Individual – MEMBER 02/2021 5-10%
LAWING, KERRY, LEE Individual – CHIEF EXECUTIVE OFFICER AND MEMBER 02/2021 25-50%
VANDER WAL, MARCIA, KAY Individual – MEMBER 02/2021 < 5%

No. Employees, Historic

40200202220232024202520 on 3/19/202220 on 3/19/202220 on 3/23/202220 on 5/18/202226 on 3/21/202326 on 6/15/202326 on 6/16/202331 on 3/26/2024

RAUM, Historic

400M200M02022202320242025196196793 on 3/19/2022196196793 on 3/19/2022196196793 on 3/23/2022196196793 on 5/18/2022263670634 on 3/21/2023263670634 on 6/15/2023263670634 on 6/16/2023379732335 on 3/26/2024

No. Clients, Historic

70035002022202320242025647 on 3/19/2022647 on 3/19/2022647 on 3/23/2022647 on 5/18/2022369 on 3/21/2023369 on 6/15/2023369 on 6/16/2023398 on 3/26/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN HEALTHCARE INVESTORS SH BEN INT 1M 70K –
ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 791K 94K –
ADAMS DIVERSIFIED EQUITY FD COM 5M 220K –
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 1M 35K –
ALPHABET INC CAP STK CL A 232K 1K –
ALPS ETF TR ALERIAN MLP 779K 16K –
AMAZON COM INC COM 3M 18K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 5M 106K –
AMERICAN CENTY ETF TR US EQT ETF 2M 25K –
AMERICAN CENTY ETF TR US QUALITY GROW 611K 7K –
AMERICAN TOWER CORP NEW COM 4M 22K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 3M 140K –
APPLE HOSPITALITY REIT INC COM NEW 1M 99K –
APPLE INC COM 3M 12K –
ARBOR REALTY TRUST INC COM 1M 99K –
ARES COML REAL ESTATE CORP COM 894K 134K –
AXON ENTERPRISE INC COM 2M 7K –
BADGER METER INC COM 2M 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 334K 822 –
BLACK STONE MINERALS L P COM UNIT 3M 201K –
BLACKROCK CAP ALLOCATION TER COM 1M 88K –
BLACKROCK ENHANCED EQUITY DI COM 1M 180K –
BLACKROCK INNOVATION AND GRW SHS BEN INT 2M 267K –
BLACKSTONE MTG TR INC COM CL A 3M 176K –
BLUE OWL CAPITAL CORPORATION COM 268K 17K –
BP PLC SPONSORED ADR 3M 78K –
BRITISH AMERN TOB PLC SPONSORED ADR 1M 35K –
BROADSTONE NET LEASE INC COM 3M 178K –
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 707K 55K –
BROWN & BROWN INC COM 2M 17K –
CARNIVAL CORP UNIT 99/99/9999 3M 174K –
CELSIUS HLDGS INC COM NEW 3M 52K –
CHEVRON CORP NEW COM 3M 18K –
CIVITAS RESOURCES INC COM NEW 4M 60K –
CLEARSIGN TECHNOLOGIES CORP COM 36K 43K –
COHEN & STEERS QUALITY INCOM COM 331K 28K –
COHEN & STEERS REAL ESTATE O SHS BENFIN INT 1M 82K –
COMCAST CORP NEW CL A 3M 65K –
CYBERARK SOFTWARE LTD SHS 2M 8K –
DEVON ENERGY CORP NEW COM 3M 55K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 847K 14K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 408K 11K –
DYNEX CAP INC COM 735K 62K –
E L F BEAUTY INC COM 2M 11K –
EATON CORP PLC SHS 2M 6K –
EATON VANCE TAX-MANAGED BUY- COM 517K 38K –
EATON VANCE TAX-MANAGED GLOB COM 1M 143K –
EATON VANCE TAX-MANAGED GLOB COM 791K 94K –
ELLINGTON FINANCIAL INC COM 3M 246K –
ENBRIDGE INC COM 3M 95K –
ENERGY TRANSFER L P COM UT LTD PTN 5M 281K –
ENTERPRISE PRODS PARTNERS L COM 3M 96K –
EXP WORLD HLDGS INC COM 512K 45K –
EXXON MOBIL CORP COM 539K 5K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 202K 5K –
FISERV INC COM 244K 2K –
FRANKLIN TEMPLETON ETF TR SENIOR LOAN ETF 6M 241K –
FRESHPET INC COM 2M 19K –
FS KKR CAP CORP COM 760K 39K –
GAMING & LEISURE PPTYS INC COM 2M 43K –
GLOBAL X FDS RUSSELL 2000 5M 335K –
GLOBAL X FDS GLOBX SUPDV US 1M 66K –
GLOBAL X FDS NASDAQ 100 COVER 3M 157K –
GOLDMAN SACHS GROUP INC COM 2M 5K –
GXO LOGISTICS INCORPORATED COMMON STOCK 3M 59K –
INNOVATIVE INDL PPTYS INC COM 3M 26K –
INTEL CORP COM 3M 91K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3M 15K –
INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 999K 42K –
INVESCO EXCH TRADED FD TR II SR LN ETF 3M 159K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 3M 133K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 2M 25K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 3M 45K –
INVESCO QQQ TR UNIT SER 1 271K 565 –
ISHARES TR CORE US AGGBD ET 1M 12K –
ISHARES TR RUSSELL 2000 ETF 4M 21K –
ISHARES TR US TRSPRTION 3M 43K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 9M 153K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 424K 7K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 6M 105K –
JANUS DETROIT STR TR B-BBB CLO ETF 3M 59K –
JANUS DETROIT STR TR HENDERSON MTG 3M 78K –
JANUS DETROIT STR TR HENDRSON AAA CL 2M 37K –
KAYNE ANDERSON ENERGY INFRST COM 482K 47K –
LEGGETT & PLATT INC COM 1M 115K –
LOWES COS INC COM 203K 920 –
LULULEMON ATHLETICA INC COM 4M 14K –
MASTERCARD INCORPORATED CL A 3M 6K –
MATADOR RES CO COM 3M 44K –
MICROSOFT CORP COM 970K 2K –
MOBILE INFRASTRUCTURE CORP COM SHS 59K 17K –
MONSTER BEVERAGE CORP NEW COM 3M 52K –
NEUBERGER BERMAN NEXT GENERA COMMON STOCK 785K 61K –
NEW MTN FIN CORP COM 2M 194K –
NORDIC AMERICAN TANKERS LIMI COM 3M 778K –
NUVEEN FLOATING RATE INCOME COM 2M 225K –
NUVEEN PFD & INCOME OPPORTUN COM 3M 376K –
NUVEEN REAL ASSET INCOME & G COM 422K 35K –
NVIDIA CORPORATION COM 474K 4K –
OLLIES BARGAIN OUTLET HLDGS COM 2M 25K –
OREILLY AUTOMOTIVE INC COM 2M 2K –
OSCAR HEALTH INC CL A 158K 10K –
PALO ALTO NETWORKS INC COM 500K 1K –
PAYCOR HCM INC COM 2M 119K –
PAYLOCITY HLDG CORP COM 1M 10K –
PGIM ETF TR PGIM ULTRA SH BD 906K 18K –
PIMCO ETF TR ENHAN SHRT MA AC 544K 5K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 521K 10K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 205K 8K –
PROSPECT CAP CORP NOTE 6.375% 3/0 19K – –
PSQ HOLDINGS INC CL A 437K 116K –
RITHM CAPITAL CORP COM NEW 3M 250K –
SABA CAPITAL INCOME & OPPORT COM NEW 768K 98K –
SCHLUMBERGER LTD COM STK 3M 61K –
SCHWAB STRATEGIC TR US BRD MKT ETF 444K 7K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 2M 49K –
SELECT SECTOR SPDR TR TECHNOLOGY 472K 2K –
SELECT SECTOR SPDR TR SBI CONS DISCR 416K 2K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 459K 13K –
SPDR SER TR BLOOMBERG INVT 2M 73K –
SPDR SER TR PORTFOLIO INTRMD 249K 8K –
SPROUTS FMRS MKT INC COM 3M 32K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 1M 27K –
TEMPLETON EMERGING MKTS INCO COM 356K 67K –
TESLA INC COM 246K 1K –
THERMO FISHER SCIENTIFIC INC COM 228K 412 –
UIPATH INC CL A 3M 240K –
UNIVERSAL TECHNICAL INST INC COM 2M 119K –
VANECK ETF TRUST SEMICONDUCTR ETF 464K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 559K 2K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 782K 10K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 10M 119K –
VERIZON COMMUNICATIONS INC COM 264K 6K –
VICI PPTYS INC COM 4M 142K –
VIRTUS ARTIFICIAL INTELLIGEN COM 815K 38K –
VIRTUS CONVERTIBLE & INC FD COM 97K 33K –
VIRTUS CONVERTIBLE & INCOME COM 307K 94K –
VISA INC COM CL A 202K 770 –
VOYA FINANCIAL INC COM 1M 19K –
VOYA GLBL EQTY DIV & PREM OP COM 1M 216K –
WESTERN ASSET HIGH INCOME OP COM 769K 202K –
WESTERN AST INFL LKD OPP & I COM 707K 83K –
WISDOMTREE TR FLOATNG RAT TREA 7M 140K –
WORKDAY INC CL A 2M 10K –
ZOETIS INC CL A 5M 27K –
ZOOMINFO TECHNOLOGIES INC COMMON STOCK 5M 360K –