WIXON ADVISORS, INC.
WIXON FINANCIAL SERVICES CORPORATION Legal Name
Adviser information for WIXON ADVISORS, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 114 | $95.7M |
| Non-Discretionary | 4 | $12.9M |
| Total | 118 | $108.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 81 | $30.4M |
| HNW Individuals | 33 | $65.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsINSURANCE PLANNING AND SALES |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 78.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET MANAGEMENT SERVICES | WIXON ADVISORS |
Identifiers
| SEC RIA File Number | 801-123771 |
|---|---|
| SEC ERA File Number | 801-123771 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115306 |
| Legal Entity Identifier | None |
Principal Office
6439 SYCAMORE COURT NORTHMAPLE GROVE
MN
United States
Monday - Friday, 8:00 A.M.- 4:30 P.M.
Tel: 763-543-1819, Fax: 763-543-1693
Chief Compliance Officer
WILLIAM B. WIXON
OWNER
6439 SYCAMORE COURT NORTH
MAPLE GROVE
MN
United States
Tel:
763-543-1819
Fax:
763-543-1693
B***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIXON, WILLIAM, BRIAN | Individual | – | OWNER / CHIEF COMPLIANCE OFFICER | 01/1991 | 50-75% |
| WIXON, ANDREW, JONATHAN | Individual | – | OWNER | 09/2021 | 25-50% |