SIMPLIFIED WEALTH MANAGEMENT
SIMPLIFIED WEALTH MANAGEMENT, LLC Legal Name
Adviser information for SIMPLIFIED WEALTH MANAGEMENT last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,444 | $156.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,444 | $156.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 553 | $59.6M |
| HNW Individuals | 73 | $93.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123772 |
|---|---|
| SEC ERA File Number | 801-123772 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297059 |
| Legal Entity Identifier | None |
Principal Office
14 ORLEANS DRIVEHATTIESBURG
MS
United States
Monday - Friday, 8 AM - 5 PM
Tel: 601-336-4265, Fax: None
Chief Compliance Officer
KEVIN MCCORMICK
MANAGING PRINCIPAL
14 ORLEANS DRIVE
HATTIESBURG
MS
United States
Tel:
(601) 336-4265
K****@*********************M
(Full email address available in API data)
Industry Affiliates
| JAMES RAY CARPENTER III | Insurance company or agency |
| KEVIN MCCORMICK | Insurance company or agency |
| PAUL ROLLER | Insurance company or agency |
| THOMAS RICKS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCORMICK, KEVIN, ANDREW | Individual | – | MANAGING PRINCIPAL / CCO | 06/2018 | > 75% |