OPEN SOURCE INVESTMENTS, LLC
Adviser information for OPEN SOURCE INVESTMENTS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 581 | $104.4M |
| Non-Discretionary | 0 | $0 |
| Total | 581 | $104.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 229 | $97.6M |
| HNW Individuals | <5 | $6.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-124704 |
|---|---|
| SEC ERA File Number | 801-124704 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287501 |
| Legal Entity Identifier | None |
Principal Office
2160 8TH ST STE BMANDEVILLE
LA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 985-231-0808, Fax: 985-520-0313
Chief Compliance Officer
SCOTT MICHAEL CAPACE
CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR
2160 8TH ST STE B
MANDEVILLE
LA
United States
Tel:
985-231-0808
S******@************************M
(Full email address available in API data)
Regulatory Contact
JOSEPH ZINSEL
MANAGING DIRECTOR
2160 8TH ST STE B
MANDEVILLE
LA
United States
Tel:
985-231-0808
J******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPACE, SCOTT, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | 01/2017 | 50-75% |
| ZINSEL, JOSEPH, G | Individual | – | MANAGING DIRECTOR | 01/2017 | 50-75% |