SPRINGTIDE PARTNERS
SPRINGTIDE PARTNERS, LLC Legal Name
Adviser information for SPRINGTIDE PARTNERS last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 93 | $42.1M |
| Non-Discretionary | 0 | $0 |
| Total | 93 | $42.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $10.2M |
| HNW Individuals | 10 | $29.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $310,275 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 27 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPublication of periodicals or newslettersINVESTMENT RESEARCH |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-124707 |
|---|---|
| SEC ERA File Number | 801-124707 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287968 |
| Legal Entity Identifier | None |
Principal Office
444 NORTH WABASH AVENUESUITE 300
CHICAGO
IL
United States
Monday - Friday, 8:00 TO 5:00
Tel: (312)620-6362, Fax: None
Chief Compliance Officer
AARON DIRLAM
MANAGING MEMBER
444 NORTH WABASH AVENUE
SUITE 300
CHICAGO
IL
United States
Tel:
(312)620-6362
A**@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIRLAM, AARON, DENNIS | Individual | – | OWNER, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 03/2017 | 25-50% |
| Courtney, Paul, Stuart | Individual | – | OWNER, MANAGING MEMBER & DIRECTOR OF REASEARCH | 03/2017 | 25-50% |
| Dirlam, Dennis | Individual | – | OWNER | 08/2017 | < 5% |
| Dirlam, Eileen | Individual | – | OWNER | 08/2017 | < 5% |
| Dirlam, Josh | Individual | – | OWNER | 08/2017 | 5-10% |