EQUITY STORY USA
Adviser information for EQUITY STORY USA last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Publication of periodicals or newslettersMarket timing servicesEducational seminars/workshops |
|---|---|
| Compensation | Subscription fees |
Identifiers
| SEC RIA File Number | 801-124712 |
|---|---|
| SEC ERA File Number | 801-124712 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317909 |
| Legal Entity Identifier | None |
Principal Office
44 NORTH FORT ROADTHE BARRACKS PRECINCT
MANLY, NSW
Australia
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: +61 488 424 441, Fax: None
Chief Compliance Officer
MARK M.G. GOES
MANAGER AND CHIEF COMPLIANCE OFFICER
44 NORTH FORT ROAD
THE BARRACKS PRECINCT
MANLY, NSW
Australia
Tel:
+61 417 689 482
M***@*****************U
(Full email address available in API data)
Regulatory Contact
ROEBERT CORLETT
CHIEF EXECUTIVE OFFICER
44 NORTH FORT ROAD
THE BARRACKS PRECINCT
MANLY, NSW
Australia
Tel:
+61 474 539 022
R*****@*****************U
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Tildesley, David, John Matthew | Individual | – | HEAD TECHNICAL ANALYST | 11/2021 | > 75% |
| Goes, Mark, Martinho Gasper | Individual | – | MANAGER AND CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| Corlett, Robert, William Andrew | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2024 | < 5% |